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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

SHAUN MICHAEL MILLER

Advisor at CORIENT

Seattle, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Nov 3, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Shaun Michael Miller

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Jul 24, 1997
First registration: Nov 3, 2000
Dual registered: no
IAPD individual key: 2906616

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jul 7, 2023	n/a	yes	Seattle, WA	Current employment
BLACKROCK FINANCIAL MANAGEMENT, INC	Other adviser	Oct 2, 2007	Nov 8, 2010	no	NEW YORK, NY	Previous registration
QUELLOS PRIVATE CAPITAL MARKETS, L.P.	n/a	Jul 14, 2005	Nov 2, 2007	no	SEATTLE, WA	Previous registration
QUELLOS FIXED INCOME ADVISORS LLC	n/a	Nov 6, 2000	Mar 15, 2004	no	SEATTLE, WA	Previous registration
QUELLOS CAPITAL MANAGEMENT LP	n/a	Nov 3, 2000	Oct 2, 2007	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK FINANCIAL MANAGEMENT, INC	Corient	Nov 8, 2010	Jul 7, 2023	4,624	Firm change after gap	Other
QUELLOS PRIVATE CAPITAL MARKETS, L.P.	BLACKROCK FINANCIAL MANAGEMENT, INC	Nov 2, 2007	Oct 2, 2007	-31	Firm change after gap	Other
QUELLOS CAPITAL MANAGEMENT LP	QUELLOS FIXED INCOME ADVISORS LLC	Oct 2, 2007	Nov 6, 2000	-2,521	Firm change after gap	Other
QUELLOS FIXED INCOME ADVISORS LLC	QUELLOS PRIVATE CAPITAL MARKETS, L.P.	Mar 15, 2004	Jul 14, 2005	486	Firm change after gap	Other

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Jul 7, 2023 to presentfactForm ADV
→ BLACKROCK FINANCIAL MANAGEMENT, INCRegistered adviserregistration: previous registration
Oct 2, 2007 to Nov 8, 2010factForm ADV
→ QUELLOS PRIVATE CAPITAL MARKETS, L.P.Registered adviserregistration: previous registration
Jul 14, 2005 to Nov 2, 2007factForm ADV
→ QUELLOS CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
Nov 3, 2000 to Oct 2, 2007factForm ADV
→ QUELLOS FIXED INCOME ADVISORS LLCRegistered adviserregistration: previous registration
Nov 6, 2000 to Mar 15, 2004factForm ADV

Dated events

No dated event names this entity yet.