DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shaun Michael Miller
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
3 y
since Jul 7, 2023
In the industry
29 y
since Jul 24, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Corient independent RIA currentsince Jul 7, 2023 · Seattle, Wa
- Blackrock Financial Management, Inc otherOct 2, 2007 to Nov 8, 2010 · New York, Ny
- Quellos Private Capital Markets, L.P. unclassifiedJul 14, 2005 to Nov 2, 2007 · Seattle, Wa
- Quellos Fixed Income Advisors LLC unclassifiedNov 6, 2000 to Mar 15, 2004 · Seattle, Wa
- Quellos Capital Management LP unclassifiedNov 3, 2000 to Oct 2, 2007 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Blackrock Financial Management, Inc to Corientleft Nov 8, 2010, registered Jul 7, 2023 (4624 days) · Other
- Quellos Private Capital Markets, L.P. to Blackrock Financial Management, Incleft Nov 2, 2007, registered Oct 2, 2007 (-31 days) · Other
- Quellos Capital Management LP to Quellos Fixed Income Advisors LLCleft Oct 2, 2007, registered Nov 6, 2000 (-2521 days) · Other
- Quellos Fixed Income Advisors LLC to Quellos Private Capital Markets, L.P.left Mar 15, 2004, registered Jul 14, 2005 (486 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address