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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

FORGE FINANCIAL

FORGE FINANCIAL SERVICES, LLC, CRD 306480

EDMOND, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6215ad7-16ec-41d2-d3a1-76d53eb76302

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 7
On other graphs: 0
Observed: Dec 13, 2019 to Sep 8, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=15.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-09-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $97.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 15
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 7,427
Individual clients: 3,617
High net worth clients: 1,057
SEC number: 801-117938
CIK: 2055357
CRD: 306480
Filings on the tape: 24
First filed: Dec 13, 2019
Latest filed: Sep 8, 2026
Organised: Limited Liability Company, OK

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER G BEARD	n/a	EDMOND, OK	6	32	n/a	yes
CHARLOTTE NANETTE WILLIAMS	n/a	EDMOND, OK	6	26	3	yes
ROYSE LEE MCCASLAND	n/a	EDMOND, OK	6	16	n/a	yes
JAMES D BURLESON	n/a	EDMOND, OK	6	22	n/a	yes
JOHN BARRY DOTSON	n/a	EDMOND, OK	6	14	1	yes
TONI DENISE SELPH	n/a	Tulsa, OK \| EDMOND, OK	6	13	n/a	yes
CHRISTIE JO HUGHES	n/a	EDMOND, OK	6	11	n/a	yes
GEOFFREY BEAU WEISS	n/a	EDMOND, OK	6	12	n/a	yes
ROBERT SCOTT WATSON	n/a	EDMOND, OK	6	10	n/a	yes
DAVID BLAINE GIBSON	n/a	EDMOND, OK	6	26	n/a	yes
Benjamin Joel Lindsly	n/a	EDMOND, OK	3	13	n/a	yes
KATHRYN JEAN HYLANDER	n/a	EDMOND, OK \| Tulsa, OK	2	12	n/a	yes
Kailey Ann Miles	n/a	EDMOND, OK	1	11	n/a	yes
Madison Leigh Debose	n/a	EDMOND, OK \| Tulsa, OK	1	11	n/a	yes
Garrett Webster	n/a	EDMOND, OK	0	14	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURLESON, JAMES, D	CHIEF FINANCIAL OFFICER	Na	yes	11/2019	Sep 8, 2026	Sep 8, 2026
DOTSON, JOHN, BARRY	CHIEF INVESTMENT OFFICER	Na	yes	11/2019	Sep 8, 2026	Sep 8, 2026
SHAW, CHARLOTTE, NANETTE	CHIEF EXECUTIVE OFFICER	E	yes	02/2004	Sep 8, 2026	Sep 8, 2026
WEISS, GEOFFREY, BEAU	CHIEF COMPLIANCE OFFICER	Na	yes	09/2026	Sep 8, 2026	Sep 8, 2026
MOORE, DONNA, KAY	CHIEF OPERATIONS OFFICER	Na	yes	11/2019	Mar 29, 2023	Jun 4, 2024
HUGHES, CHRISTIE, JO	VICE PRESIDENT	Na	no	01/2024	Sep 8, 2026	Sep 8, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Tulsa	Ok	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.5B	$1.5B	15	15	1	n/a	n/a
2024	Mar 26, 2025	$1.2B	$1.2B	14	14	1	n/a	n/a
2023	Mar 27, 2024	$1.0B	$1.0B	14	11	1	n/a	n/a
2022	Mar 29, 2023	$854M	$854M	13	10	1	n/a	n/a
2021	Mar 31, 2022	$966M	$966M	15	11	1	n/a	n/a
2020	Mar 31, 2021	$791M	$791M	13	10	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	6.7%	1	1	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.2B	21.3%	$854M	19.5%	15	14	1	1

Relationships

Registered with (17)

← Garrett WebsterAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← Madison Leigh DeboseAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← Kailey Ann MilesAdvisorregistration: current employment
Dec 4, 2024 to presentfactForm ADV
← KATHRYN JEAN HYLANDERAdvisorregistration: current employment
Sep 5, 2024 to presentfactForm ADV
← Benjamin Joel LindslyAdvisorregistration: current employment
Apr 25, 2023 to presentfactForm ADV
← DAVID BLAINE GIBSONAdvisorregistration: current employment
Jan 25, 2020 to presentfactForm ADV
← CHRISTOPHER G BEARDAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← CHARLOTTE NANETTE WILLIAMSAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← ROYSE LEE MCCASLANDAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← JAMES D BURLESONAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← JOHN BARRY DOTSONAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← TONI DENISE SELPHAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← CHRISTIE JO HUGHESAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← GEOFFREY BEAU WEISSAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← ROBERT SCOTT WATSONAdvisorregistration: current employment
Jan 15, 2020 to presentfactForm ADV
← JORDAN LONGAdvisorregistration: previous registration
Jul 12, 2021 to Jul 31, 2026factForm ADV
← Jonathan Terry PixleyAdvisorregistration: previous registration
Nov 17, 2021 to Jan 8, 2025factForm ADV

Controls (4)

← SHAW, CHARLOTTE, NANETTEOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Dec 13, 2019 to Jun 4, 2024factForm ADV
← BURLESON, JAMES, DOwnerCHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 13, 2019 to Jun 4, 2024factForm ADV
← DOTSON, JOHN, BARRYOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2023 to Jun 4, 2024factForm ADV
← MOORE, DONNA, KAYOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Mar 29, 2023 to Jun 4, 2024factForm ADV

Owns (1)

← HUGHES, CHRISTIE, JOOwnerVICE PRESIDENT, ownership code NA, individual
Mar 27, 2024 to Jun 4, 2024factForm ADV

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
Jordan Long left Forge Financial for Empower Advisory Group, Llc (registered 2026-08-11)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2025
Advisor changed firm
Jonathan Terry Pixley left Forge Financial for Realm Financial Planning (registered 2025-03-03)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Control person joined
Barry John Dotson (Chief Investment Officer) appeared on Schedule A of Forge Financial
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Control person joined
Kay Donna Moore (Chief Operations Officer) appeared on Schedule A of Forge Financial
Form ADVobserved 4 days ago
Occurred
Jan 31, 2023
Control person left
Alan Gary Shaw (Chief Financial Officer) no longer on Schedule A of Forge Financial (listed 2022-10-05, absent 2023-01-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Forge Financial reported RAUM $790.9M, up 77% from $446.5M (2020-10-15 to 2021-03-31)
Form ADVobserved 4 days ago
$344M
Occurred
Dec 13, 2019
First Form ADV filing
Shaw Financial Services filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6215ad7-16ec-41d2-d3a1-76d53eb76302
First observed: Dec 13, 2019
Last observed: Sep 8, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORGE FINANCIAL

FORGE FINANCIAL SERVICES, LLC, CRD 306480

EDMOND, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6215ad7-16ec-41d2-d3a1-76d53eb76302

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER G BEARD

n/a

EDMOND, OK

n/a

yes

CHARLOTTE NANETTE WILLIAMS

n/a

EDMOND, OK

yes

ROYSE LEE MCCASLAND

n/a

EDMOND, OK

n/a

yes

JAMES D BURLESON

n/a

EDMOND, OK

n/a

yes

JOHN BARRY DOTSON

n/a

EDMOND, OK

yes

TONI DENISE SELPH

n/a

Tulsa, OK | EDMOND, OK

n/a

yes

CHRISTIE JO HUGHES

n/a

EDMOND, OK

n/a

yes

GEOFFREY BEAU WEISS

n/a

EDMOND, OK

n/a

yes

ROBERT SCOTT WATSON

n/a

EDMOND, OK

n/a

yes

DAVID BLAINE GIBSON

n/a

EDMOND, OK

n/a

yes

Benjamin Joel Lindsly

n/a

EDMOND, OK

n/a

yes

KATHRYN JEAN HYLANDER

n/a

EDMOND, OK | Tulsa, OK

n/a

yes

Kailey Ann Miles

n/a

EDMOND, OK

n/a

yes

Madison Leigh Debose

n/a

EDMOND, OK | Tulsa, OK

n/a

yes

Garrett Webster

n/a

EDMOND, OK

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURLESON, JAMES, D

CHIEF FINANCIAL OFFICER

yes

11/2019

Sep 8, 2026

DOTSON, JOHN, BARRY

CHIEF INVESTMENT OFFICER

yes

11/2019

Sep 8, 2026

SHAW, CHARLOTTE, NANETTE

CHIEF EXECUTIVE OFFICER

yes

02/2004

Sep 8, 2026

WEISS, GEOFFREY, BEAU

CHIEF COMPLIANCE OFFICER

yes

09/2026

Sep 8, 2026

MOORE, DONNA, KAY

CHIEF OPERATIONS OFFICER

yes

11/2019

Mar 29, 2023

Jun 4, 2024

HUGHES, CHRISTIE, JO

VICE PRESIDENT

01/2024

Sep 8, 2026

City

State

Country

Employees

Also broker-dealer

Tulsa

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.5B

n/a

2024

Mar 26, 2025

$1.2B

n/a

2023

Mar 27, 2024

$1.0B

n/a

2022

Mar 29, 2023

$854M

n/a

2021

Mar 31, 2022

$966M

n/a

2020

Mar 31, 2021

$791M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.2B

21.3%

$854M

19.5%