DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at F•••• F••••••••
EDMOND, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• F•••••••• | Independent wealth | Jan 15, 2020 | n/a | yes | EDMOND, OK | Current employment |
| O•••• F•• I••• | Former SEC adviser | Jan 12, 2009 | Jun 27, 2013 | no | EDMOND, OK|FORT WAYNE, IN|EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | F•••• F•••••••• | Jun 27, 2013 | Jan 15, 2020 | 2,393 | Firm change after gap | Other |
| C••••• A•••••• N••••••• L•• | O•••• F•• I••• | Jan 9, 2009 | Jan 12, 2009 |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jan 30, 2003 | Jan 9, 2009 | no | EDMOND, OK|TULSA, OK|EDMOND, OK | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | May 18, 2000 | Jun 14, 2002 | no | OKLAHOMA CITY, OK | Previous registration |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | C••••• A•••••• N••••••• L•• | Jun 14, 2002 | Jan 30, 2003 | 230 | Firm change | Other |