DFX Intelligence

F••••••• G•••• W••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F••••••• G•••• W••••• P•••••••• L••

CRD 331352

RICHMOND, VA

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Search this name across graphsid dfx:ria:d6244b0f-6dfe-3637-258d-5b6afafb3748

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Apr 22, 2024 to Mar 11, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $532M••• Locked
Discretionary RAUM: $532M
Private client RAUM: $532Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $266Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• R••••• W••••••	Certified Financial Planner	RICHMOND, VA	2	23	4	no
C•••••••• M•••••• C••••••• A•••••	Certified Financial Planner	RICHMOND, VA	2	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• C••••••••• M•••••• C•••••••	MANAGING MEMBER, FOUNDER, PRESIDENT	C	yes	05/2024	May 17, 2024	Sep 18, 2024
W••••••• J•••••••• R•••••	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	D	yes	05/2024	May 17, 2024	Sep 18, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$532M	$433M	23.0%	n/a	n/a	4	4	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••• A•• L•••••	2	Jun 25, 2024	May 24, 2024	RICHMOND, VA	Team lift out	RIA to new firm	33.3%

Relationships

Registered with (2)

← J••••••• R••••• W••••••Advisorregistration: current employment
May 24, 2024 to presentfactForm ADV
← C•••••••• M•••••• C••••••• A•••••Advisorregistration: current employment
May 24, 2024 to presentfactForm ADV

Controls (2)

← W••••••• J•••••••• R•••••OwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 17, 2024 to Sep 18, 2024factForm ADV
←

Dated events

Occurred
Jun 25, 2024
Team lift-out
2 advisors left S•••••• A•• L••••• (Richmond, VA) for F••••••• G•••• W••••• P•••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
May 24, 2024
Control person left
Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of F••••••• G•••• W••••• P•••••••• L•• (listed 2024-05-22, absent 2024-05-24)
Form ADVobserved 7 days ago
Occurred
May 17, 2024
Control person joined
Robert Jeremiah Winters (Indirect Control Person) appeared on Schedule A of F••••••• G•••• W••••• P•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6244b0f-6dfe-3637-258d-5b6afafb3748
First observed: Apr 22, 2024
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.