DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••• G•••• W••••• P•••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Apr 22, 2024 · 8 filings
SEC status approved since May 24, 2024
RAUM
$532M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$532M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$266M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$532M as of Mar 11, 2026
Feb 3, 2025$433M then
HNW client RAUM$506M as of Mar 11, 2026
Feb 3, 2025$413M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Feb 3, 20252 then
Employees (5.A)4 as of Mar 11, 2026
Feb 3, 20254 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $266MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $758,237derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $255M, 94 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$506M95%
- Individuals$26.1M4.9%
- Individual clients
- 50reported
- HNW clients
- 119reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 702reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $255M for 94 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• R••••• W••••••Certified Financial Planner | Richmond, Va | May 24, 2024 | 23 y | 4 |
| C•••••••• M•••••• C••••••• A•••••Certified Financial Planner | Richmond, Va | May 24, 2024 | 15 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••••• R••••• W•••••• from S•••••• A•• L•••••May 24, 2024 · RIA to a newly registered adviser
- C•••••••• M•••••• C••••••• A••••• from S•••••• A•• L•••••May 24, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S•••••• A•• L•••••Jun 25, 2024 · Richmond, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• C••••••••• M•••••• C••••••• · Managing Member, Founder, Presidentcontrolsince 05/2024 · owns 25% to 50%
- W••••••• J•••••••• R••••• · Managing Member, Chief Executive Officer & Chief Compliance Officercontrolsince 05/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 616 to 702Nov 12, 2025 to Mar 11, 2026
- HNW clients · 109 to 119Nov 12, 2025 to Mar 11, 2026
- Individual clients · 38 to 50Nov 12, 2025 to Mar 11, 2026
- Assets in custody · $0 to $255MNov 12, 2025 to Mar 11, 2026
- Discretionary RAUM · $433M to $532MNov 12, 2025 to Mar 11, 2026
- HNW RAUM · $413M to $506MNov 12, 2025 to Mar 11, 2026
- Individual RAUM · $20.0M to $26.1MNov 12, 2025 to Mar 11, 2026
- RAUM · $433M to $532MNov 12, 2025 to Mar 11, 2026
- Financial planning clients · 0 to 0Feb 3, 2025 to Nov 12, 2025
- Accounts · 569 to 616Sep 18, 2024 to Feb 3, 2025
- HNW clients · 103 to 109Sep 18, 2024 to Feb 3, 2025
- Individual clients · 36 to 38Sep 18, 2024 to Feb 3, 2025
- Discretionary RAUM · $423M to $433MSep 18, 2024 to Feb 3, 2025
- HNW RAUM · $407M to $413MSep 18, 2024 to Feb 3, 2025
- Individual RAUM · $16.3M to $20.0MSep 18, 2024 to Feb 3, 2025
- RAUM · $423M to $433MSep 18, 2024 to Feb 3, 2025
- Accounts · 0 to 569May 24, 2024 to Sep 18, 2024
- Business name · A••••• A•••••••• L•• to F••••••• G•••• W••••• P•••••••• L••May 24, 2024 to Sep 18, 2024
- HNW clients · unset to 103.0May 24, 2024 to Sep 18, 2024
- Individual clients · unset to 36.0May 24, 2024 to Sep 18, 2024
- Legal name · A••••• A•••••••• L•• to F••••••• G•••• W••••• P•••••••• L••May 24, 2024 to Sep 18, 2024
- Discretionary RAUM · $0 to $423MMay 24, 2024 to Sep 18, 2024
- HNW RAUM · unset to 406928569.0May 24, 2024 to Sep 18, 2024
- Individual RAUM · unset to 16260246.0May 24, 2024 to Sep 18, 2024
- RAUM · $0 to $423MMay 24, 2024 to Sep 18, 2024
- Advisory employees · 1 to 2May 22, 2024 to May 24, 2024
- Employees · 1 to 4May 22, 2024 to May 24, 2024
- HQ city · unset to RICHMONDMay 22, 2024 to May 24, 2024
- HQ state · unset to VAMay 22, 2024 to May 24, 2024
- State-registered IARs · 1 to 2May 22, 2024 to May 24, 2024
- Other offices · 1 to 0May 22, 2024 to May 24, 2024
- HQ city · NEW YORK to unsetMay 17, 2024 to May 22, 2024
- HQ state · NY to unsetMay 17, 2024 to May 22, 2024
- Other offices · 0 to 1May 17, 2024 to May 22, 2024
- Business name · F••••••• G•••• W••••• P••••••• to A••••• A•••••••• L••Apr 22, 2024 to May 17, 2024
- Financial planning clients · unset to 0Apr 22, 2024 to May 17, 2024
- Legal name · PINK LADY OPCO LLC to A••••• A•••••••• L••Apr 22, 2024 to May 17, 2024
Signals
5 dated events
- 2 advisors left S•••••• A•• L••••• (Richmond, VA) for F••••••• G•••• W••••• P•••••••• L•• on the same dayJun 25, 2024 · Team lift-out · derived
- Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of F••••••• G•••• W••••• P•••••••• L•• (listed 2024-05-22, absent 2024-05-24)May 24, 2024 · Control person left · inference
- Robert Jeremiah Winters (Indirect Control Person) appeared on Schedule A of F••••••• G•••• W••••• P•••••••• L••May 17, 2024 · Control person joined · fact
- Michaux Chewning Catherine Atwood (Indirect Control Person) appeared on Schedule A of F••••••• G•••• W••••• P•••••••• L••May 17, 2024 · Control person joined · fact
- F••••••• G•••• W••••• P••••••• filed its initial SEC registration (Form ADV)Apr 22, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fgwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-910-0001reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/founders-grove-wealth-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fgwp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (804) 910-0001reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- fgwp.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fgwp.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $266Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026