L••••• W•••••••

Advisor at T•• W••••• A•••••••• I•••

TUCSON, AZ | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d62673ed-b633-c57a-2e32-5dd38c34c95c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• A•••••••• I•••	Independent wealth	Mar 29, 2019	n/a	yes	TUCSON, AZ\|DENVER, CO	Current employment
T•• F••••••••• I•••	Former SEC adviser	Apr 5, 2019	Dec 31, 2021	no	DENVER, CO\|TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• F••••••••• I•••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ T•• W••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 29, 2019 to presentfactForm ADV
→ T•• F••••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2019 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d62673ed-b633-c57a-2e32-5dd38c34c95c
First observed: Apr 5, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.