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J•••• R••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

J•••• R••• D••••

Advisor at M••••••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:d62bf092-f1a7-0f81-1eba-da9d29b489f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	May 15, 2019	n/a	yes	SCOTTSDALE, AZ	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Dec 21, 2012	Apr 4, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	M••••••	Apr 4, 2019	May 15, 2019	41	Firm change	Ibd to ibd
C••••• A••••••• L••	W••••••• F•••••••• S•••••••• I•••	Dec 20, 2012

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
May 15, 2019 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 21, 2012 to Apr 4, 2019factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Oct 9, 2008 to Dec 20, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d62bf092-f1a7-0f81-1eba-da9d29b489f3
First observed: Oct 9, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.