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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

SAMUEL KENT VAN ALLEN

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Palm Coast, FL

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Search this name across graphsid dfx:ria:d62fdada-4c0f-1440-7b50-7a441667bba2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 22, 2002
First registration: Nov 29, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4464706

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 19, 2026	n/a	yes	Palm Coast, FL	Current employment
CFO CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jan 25, 2017	Mar 31, 2017	no	FAIRFIELD, CT	Previous registration
CFO CAPITAL MANAGEMENT, LLC	Former SEC adviser	Apr 22, 2010	May 25, 2012	no	FAIRFIELD, CT	Previous registration
WESTPORT RESOURCES MANAGEMENT INC	Former SEC adviser	Feb 22, 2010	Dec 24, 2016	no	WESTPORT, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 29, 2007	Feb 16, 2010	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CFO CAPITAL MANAGEMENT, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 31, 2017	Aug 19, 2026	3,428	Firm change after gap	Other
WESTPORT RESOURCES MANAGEMENT INC	CFO CAPITAL MANAGEMENT, LLC	Dec 24, 2016	Apr 22, 2010	-2,438	Firm change after gap	Other
WELLS FARGO ADVISORS	WESTPORT RESOURCES MANAGEMENT INC	Feb 16, 2010	Feb 22, 2010	6	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ CFO CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 25, 2017 to Mar 31, 2017factForm ADV
→ WESTPORT RESOURCES MANAGEMENT INCRegistered adviserregistration: previous registration
Feb 22, 2010 to Dec 24, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 29, 2007 to Feb 16, 2010factForm ADV

Dated events

No dated event names this entity yet.