RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• K••• V•• A••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 19, 2026 · Palm Coast, Fl
- C•• C•••••• M••••••••• L•• formerJan 25, 2017 to Mar 31, 2017 · Fairfield, Ct
- C•• C•••••• M••••••••• L•• formerApr 22, 2010 to May 25, 2012 · Fairfield, Ct
- W••••••• R•••••••• M••••••••• I•• formerFeb 22, 2010 to Dec 24, 2016 · W•••••••, Ct
- W•••• F•••• A••••••• wirehouseNov 29, 2007 to Feb 16, 2010 · New York, Ny
- C•• C•••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 31, 2017, registered Aug 19, 2026 (3428 days) · Other
- W••••••• R•••••••• M••••••••• I•• to C•• C•••••• M••••••••• L••left Dec 24, 2016, registered Apr 22, 2010 (-2438 days) · Other
- W•••• F•••• A••••••• to W••••••• R•••••••• M••••••••• I••left Feb 16, 2010, registered Feb 22, 2010 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address