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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | Greenville, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Jan 9, 2024 | n/a | yes | NEW ORLEANS, LA|Greenville, SC | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Feb 18, 2022 | no | GREENVILLE, SC | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | May 27, 2005 | Feb 13, 2013 | no | GREENVILLE, SC|GREENVILLE, SC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 12, 2000 | Jun 17, 2005 | no | GREENVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | NEWEDGE ADVISORS | Feb 18, 2022 | Jan 9, 2024 | 690 | Firm change after gap | Ibd to ibd |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN KEEGAN & COMPANY, LLC | Jun 17, 2005 | May 27, 2005 | -21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:171351:SC:2022-02-04 | Feb 18, 2022 | Jan 9, 2024 | GREENVILLE, SC | Firm change after gap |