DFX Intelligence

B••• J• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

B••• J• P•••••••

Advisor at R••••••••• W••••• L••

OAKBROOK, IL

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Search this name across graphsid dfx:ria:d650dba1-062a-65f0-61d9-8d978779e73b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 4, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W••••• L••	Independent wealth	Jan 6, 2026	n/a	yes	OAKBROOK, IL	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 24, 2019	Jan 30, 2026	no	NAPERVILLE, IL\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|Scottsdale, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R••••••••• W••••• L••	Jan 30, 2026	Jan 6, 2026	-24	Firm change	Wirehouse to RIA
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Nov 4, 2019	Oct 24, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:19616:IL:2019-11-04	Nov 4, 2019	Oct 24, 2019	NAPERVILLE, IL	Firm change

Relationships

Registered with (6)

→ R••••••••• W••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 24, 2019 to Jan 30, 2026factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 15, 2011 to Nov 4, 2019factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d650dba1-062a-65f0-61d9-8d978779e73b
First observed: Sep 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.