DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bret J Petersen

Rothschild Wealth LLCindependent RIAOakbrook, Ildual registrantIAPD 4635196

Feed of 09/14/2026

Also filed as Bret Petersen

At current firm

0 y

since Jan 6, 2026

In the industry

23 y

since Jun 4, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Managing Director and Partnerreportedrothschildwealth.comfirm site, Sep 15, 2026
Professional profile: rothschildwealth.com/team/bret-petersenreportedrothschildwealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Rothschild Wealth LLC independent RIA current
since Jan 6, 2026 · Oakbrook, Il
Wells Fargo Advisors wirehouse
Oct 24, 2019 to Jan 30, 2026 · Naperville, Il
UBS Financial Services Inc. wirehouse
Apr 15, 2011 to Nov 4, 2019 · Naperville, Il
Morgan Stanley wirehouse
Jun 1, 2009 to Apr 21, 2011 · Naperville, Il
Citigroup Global Markets Inc. BD affiliated
Oct 20, 2006 to Jun 1, 2009 · Naperville, Il
Morgan Stanley Dw Inc. unclassified
Sep 18, 2003 to Oct 30, 2006 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Rothschild Wealth LLC
left Jan 30, 2026, registered Jan 6, 2026 (-24 days) · Wirehouse to independent RIA
UBS Financial Services Inc. to Wells Fargo Advisors
left Nov 4, 2019, registered Oct 24, 2019 (-11 days) · Wirehouse to wirehouse · moved with a team
Morgan Stanley to UBS Financial Services Inc.
left Apr 21, 2011, registered Apr 15, 2011 (-6 days) · Wirehouse to wirehouse
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Citigroup Global Markets Inc.
left Oct 30, 2006, registered Oct 20, 2006 (-10 days) · Other

Signals

Bret J Petersen left Wells Fargo Advisors for Rothschild Wealth Llc (registered 2026-01-06)
Jan 30, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address