A••• S•••••

Advisor at R•• W••••• B•••••••• I•••

MONTCLAIR, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6520abb-6438-fe31-8f03-397605d26c04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 17, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• B•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• B•••••••• I•••	Independent wealth	Sep 2, 2025	n/a	yes	MONTCLAIR, NJ	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Aug 15, 2023	Nov 25, 2024	no	New York, NY\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	R•• W••••• B•••••••• I•••	Nov 25, 2024	Sep 2, 2025	281	Firm change	Ibd to RIA
J••• M••••• P•••••• W••••• A••••••• L••	H•••••••• A•••••••• L••	May 1, 2023	Aug 15, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:145323:NY:2023-05-01	May 1, 2023	Aug 15, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ R•• W••••• B•••••••• I•••Registered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2023 to Nov 25, 2024factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Feb 6, 2023 to May 1, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Nov 25, 2024
Advisor changed firm
A••• S••••• left H•••••••• A•••••••• L•• for R•• W••••• B•••••••• I••• (registered 2025-09-02)
Form ADVobserved 7 days ago
Occurred
May 1, 2023
Advisor changed firm
A••• S••••• left J••• M••••• P•••••• W••••• A••••••• L•• for H•••••••• A•••••••• L•• (registered 2023-08-15)
Form ADVobserved 7 days ago
Occurred
Jul 25, 2022
Advisor changed firm
A••• S••••• left M••••• S•••••• for J••• M••••• P•••••• W••••• A••••••• L•• (registered 2023-02-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6520abb-6438-fe31-8f03-397605d26c04
First observed: Jan 17, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.