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Advisor at VAIL FINANCIAL ADVISORS
VAIL, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VAIL FINANCIAL ADVISORS | State registered | Feb 26, 2021 | n/a | yes | VAIL, AZ | Current employment |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Jul 25, 2012 | Dec 31, 2020 | no | PHOENIX, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 24, 2010 | Oct 26, 2011 | no | CHANDLER, AZ|PENNINGTON, NJ|CHANDLER, AZ | Previous registration |
| WADDELL & REED | Former SEC adviser | Dec 3, 2009 | May 18, 2010 | no | SCOTTSDALE, AZ | Previous registration |
| NEW DIRECTIONS CAPITAL MANAGEMENT | n/a | Jun 18, 2009 | Aug 25, 2009 | no | TEMPE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | VAIL FINANCIAL ADVISORS | Dec 31, 2020 | Feb 26, 2021 | 57 | Firm change | RIA to state RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDELMAN FINANCIAL ENGINES | Oct 26, 2011 | Jul 25, 2012 | 273 | Firm change | Other |
| WADDELL & REED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 18, 2010 | Sep 24, 2010 | 129 | Firm change | Other |
| NEW DIRECTIONS CAPITAL MANAGEMENT | WADDELL & REED | Aug 25, 2009 | Dec 3, 2009 | 100 | Firm change | Other |