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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

HARBINGER CAPITAL PARTNERS LLC

CRD 160538

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d66091e9-1382-8ab5-e387-1d54f652f50c

Data as of Mar 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 1
Observed: Feb 14, 2012 to Mar 25, 2025
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

HARBINGER CAPITAL PARTNERS LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $134MItem 5.F on the latest filing (2025-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $134M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 14
Private funds: 5Schedule D 7.B(1)
Custody, client assets: $128M
Relying advisers: 1
SEC number: 801-74005
CRD: 160538
Filings on the tape: 20
First filed: Feb 14, 2012
Latest filed: Mar 25, 2025
Organised: Limited Liability Company, DE
Website: harbingercapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.	Hedge Fund	$220M	Dec 10, 2024	715	Feb 14, 2012	reported	021-135357
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.	Hedge Fund	$79.4M	Dec 10, 2024	225	Feb 14, 2012	reported	021-113737
GLOBAL OPPORTUNITIES BREAKAWAY LTD.	Hedge Fund	$42.4M	Mar 24, 2017	3	Feb 14, 2012	dropped	n/a
CREDIT DISTRESSED BLUE LINE MASTER FUND, LTD.	Hedge Fund	$30.0M	Dec 10, 2024	43	Feb 14, 2012	reported	021-131233
GLOBAL OPPORTUNITIES BREAKAWAY FUND, L.P.	Hedge Fund	$7.1M	Dec 10, 2024	2	Mar 27, 2018	reported	n/a
HARBINGER DEDICATED INVESTOR INTERMEDIATE FUND L.P.	Hedge Fund	$0	Dec 10, 2024	2	Feb 14, 2012	reported	n/a
HARBINGER CHINA DRAGON INTERMEDIATE FUND L.P.	Hedge Fund	$0	Mar 27, 2018	5	Feb 14, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FALCONE, PHILIP, ALAN	MANAGING MEMBER	E	yes	12/2008	Feb 14, 2012	Dec 10, 2024
FALCONE, PHILIP, ALAN	SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER	Na	yes	02/2009	Feb 14, 2012	Dec 10, 2024
HARBINGER HOLDINGS, LLC	Manager	E	yes	02/2009	Feb 14, 2012	Dec 10, 2024
Orr, Jonathan	Cco	Na	no	10/2024	Dec 10, 2024	Dec 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CREDIT DISTRESSED BLUE LINE GP, L.L.C	n/a	n/a	n/a	N	yes	n/a
GLOBAL OPPORTUNITIES BREAKAWAY GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
HARBINGER CAPITAL PARTNERS GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC	n/a	n/a	n/a	N	yes	n/a
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS OFFSHORE GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
HARBINGER DEDICATED INVESTOR (CAYMAN) GP, LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 25, 2025	$134M	$134M	1	1	0	5	n/a
2023	Dec 10, 2024	$134M	$134M	1	1	0	5	$336M
2020	Mar 25, 2021	$336M	$336M	4	1	0	5	$336M
2019	Mar 30, 2020	$484M	$484M	6	1	0	5	$484M
2018	Mar 20, 2019	$697M	$697M	7	1	0	5	$697M
2017	Mar 27, 2018	$1.4B	$1.4B	14	1	0	6	$1.4B
2016	Mar 24, 2017	$1.7B	$1.7B	18	2	n/a	6	$1.7B
2015	Mar 29, 2016	$1.9B	$1.9B	17	2	n/a	6	$1.9B
2014	Mar 31, 2015	$1.8B	$1.8B	17	2	n/a	6	$1.8B
2013	Mar 28, 2014	$2.0B	$2.0B	18	2	n/a	6	$2.0B
2012	Apr 1, 2013	$3.1B	$3.1B	25	6	n/a	6	$2.8B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$134M	$134M	0.0%	n/a	n/a	1	1	0	0

Relationships

Advises (7)

→ GLOBAL OPPORTUNITIES BREAKAWAY FUND, L.P.Private fundHedge Fund, IA
Mar 27, 2018 to presentfactForm ADV
→ CREDIT DISTRESSED BLUE LINE MASTER FUND, LTD.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ HARBINGER DEDICATED INVESTOR INTERMEDIATE FUND L.P.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ HARBINGER CHINA DRAGON INTERMEDIATE FUND L.P.Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Mar 27, 2018factForm ADV
→ GLOBAL OPPORTUNITIES BREAKAWAY LTD.Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Mar 24, 2017factForm ADV

Controls (2)

← FALCONE, PHILIP, ALANOwnerMANAGING MEMBER, ownership code E, individual
Feb 14, 2012 to Dec 10, 2024factForm ADV
← HARBINGER HOLDINGS, LLCOwnerMANAGER, ownership code E, domestic entity
Feb 14, 2012 to Dec 10, 2024factForm ADV

Owns (1)

← Orr, JonathanOwnerCCO, ownership code NA, individual
Dec 10, 2024 to Dec 10, 2024factForm ADV

Dated events

Occurred
Dec 10, 2024
Regulatory AUM changed
Harbinger Capital Partners Llc reported RAUM $134.2M, down 60% from $336.4M (2021-03-25 to 2024-12-10)
Form ADVobserved 4 days ago
$-202M
Occurred
Dec 10, 2024
Control person left
Steven Alan Delman (Chief Compliance Officer) no longer on Schedule A of Harbinger Capital Partners Llc (listed 2021-03-25, absent 2024-12-10)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2021
Regulatory AUM changed
Harbinger Capital Partners Llc reported RAUM $336.4M, down 30% from $483.8M (2020-12-18 to 2021-03-25)
Form ADVobserved 4 days ago
$-147M
Occurred
Mar 25, 2021
Control person joined
Steven Alan Delman (Chief Compliance Officer) appeared on Schedule A of Harbinger Capital Partners Llc
Form ADVobserved 4 days ago
Occurred
Mar 25, 2021
Control person left
Michael Keith Hladek (Chief Operating Officer, Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of Harbinger Capital Partners Llc (listed 2020-12-18, absent 2021-03-25)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Harbinger Capital Partners Llc reported RAUM $483.8M, down 31% from $697.4M (2019-03-20 to 2020-03-30)
Form ADVobserved 4 days ago
$-214M
Occurred
Mar 20, 2019
Regulatory AUM changed
Harbinger Capital Partners Llc reported RAUM $697.4M, down 51% from $1.4B (2018-03-27 to 2019-03-20)
Form ADVobserved 4 days ago
$-720M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d66091e9-1382-8ab5-e387-1d54f652f50c
First observed: Feb 14, 2012
Last observed: Mar 25, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARBINGER CAPITAL PARTNERS LLC

CRD 160538

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d66091e9-1382-8ab5-e387-1d54f652f50c

Data as of Mar 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.

Hedge Fund

$220M

Dec 10, 2024

715

Feb 14, 2012

reported

021-135357

HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.

Hedge Fund

$79.4M

Dec 10, 2024

225

Feb 14, 2012

reported

021-113737

GLOBAL OPPORTUNITIES BREAKAWAY LTD.

Hedge Fund

$42.4M

Mar 24, 2017

Feb 14, 2012

dropped

n/a

CREDIT DISTRESSED BLUE LINE MASTER FUND, LTD.

Hedge Fund

$30.0M

Dec 10, 2024

Feb 14, 2012

reported

021-131233

GLOBAL OPPORTUNITIES BREAKAWAY FUND, L.P.

Hedge Fund

$7.1M

Dec 10, 2024

Mar 27, 2018

reported

n/a

HARBINGER DEDICATED INVESTOR INTERMEDIATE FUND L.P.

Hedge Fund

Dec 10, 2024

Feb 14, 2012

reported

n/a

HARBINGER CHINA DRAGON INTERMEDIATE FUND L.P.

Hedge Fund

Mar 27, 2018

Feb 14, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FALCONE, PHILIP, ALAN

MANAGING MEMBER

yes

12/2008

Feb 14, 2012

Dec 10, 2024

FALCONE, PHILIP, ALAN

SENIOR MANAGING DIRECTOR, CEO, CHIEF INVESTMENT OFFICER, PRESIDENT, TREASURER AND MEMBER

yes

02/2009

Feb 14, 2012

Dec 10, 2024

HARBINGER HOLDINGS, LLC

Manager

yes

02/2009

Feb 14, 2012

Dec 10, 2024

Orr, Jonathan

Cco

10/2024

Dec 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CREDIT DISTRESSED BLUE LINE GP, L.L.C

n/a

yes

n/a

GLOBAL OPPORTUNITIES BREAKAWAY GP, L.L.C.

n/a

yes

n/a

HARBINGER CAPITAL PARTNERS GP, L.L.C.

n/a

yes

n/a

HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC

n/a

yes

n/a

HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS OFFSHORE GP, L.L.C.

n/a

yes

n/a

HARBINGER DEDICATED INVESTOR (CAYMAN) GP, LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 25, 2025

$134M

n/a

2023

Dec 10, 2024

$134M

$336M

2020

Mar 25, 2021

$336M

2019

Mar 30, 2020

$484M

2018

Mar 20, 2019

$697M

2017

Mar 27, 2018

$1.4B

2016

Mar 24, 2017

$1.7B

n/a

$1.7B

2015

Mar 29, 2016

$1.9B

n/a

$1.9B

2014

Mar 31, 2015

$1.8B

n/a

$1.8B

2013

Mar 28, 2014

$2.0B

n/a

$2.0B

2012

Apr 1, 2013

$3.1B

n/a

$2.8B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$134M

0.0%

n/a