DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••••• C•••••• P••••••• L••
Latest filing Mar 25, 2025
First filing on the tape Feb 14, 2012 · 20 filings
SEC status approved since Mar 26, 2012
RAUM
$134M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$134M as of Mar 25, 2025
Apr 1, 2013$3.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2025
Apr 1, 20130 then
Employees (5.A)1 as of Mar 25, 2025
Apr 1, 201325 then
Private funds5 as of Mar 25, 2025
Apr 1, 20136 then
RAUM +0.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $128M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$134M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $128M for 13 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••••• C•••••• P••••••• M••••• F••• I• L••• | Hedge Fund | $220M | 715 | Feb 14, 2012 |
| H•••••••• C•••••• P••••••• S•••••• S••••••••• F•••• L••• | Hedge Fund | $79.4M | 225 | Feb 14, 2012 |
| G••••• O••••••••• B•••••••• L•••no longer reported | Hedge Fund | $42.4M | 3 | Feb 14, 2012 |
| C••••• D••••••••• B••• L••• M••••• F•••• L••• | Hedge Fund | $30.0M | 43 | Feb 14, 2012 |
| G••••• O••••••••• B•••••••• F•••• L••• | Hedge Fund | $7.1M | 2 | Mar 27, 2018 |
| H•••••••• D•••••••• I••••••• I••••••••• F••• L••• | Hedge Fund | $0 | 2 | Feb 14, 2012 |
| H•••••••• C•••• D••••• I••••••••• F••• L•••no longer reported | Hedge Fund | $0 | 5 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• P•••••• A••• · Senior Managing Director, Ceo, Chief Investment Officer, President, Treasurer And Membercontrolsince 02/2009 · owns less than 5%
- F••••••• P•••••• A••• · Managing Membercontrolsince 12/2008 · owns 75% or more of H•••••••• H•••••••• L••
- O••• J••••••• · Ccosince 10/2024 · owns less than 5%
Entity owners
- H•••••••• H•••••••• L•• · Managerdirect · owns 75% or more
Related persons
Schedule D 7.A
- C••••• D••••••••• B••• L••• G•• L••••pooled vehicle sponsorn
- G••••• O••••••••• B•••••••• G•• L•••••pooled vehicle sponsorn
- H•••••••• C•••••• P••••••• G•• L•••••pooled vehicle sponsorn
- H•••••••• C•••••• P••••••• S•••••• S••••••••• G•• L••pooled vehicle sponsorn
- H•••••••• C•••••• P••••••• S•••••• S••••••••• O••••••• G•• L•••••pooled vehicle sponsorn
- H•••••••• D•••••••• I••••••• ••••••• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · unset to Dec 10, 2024 to Mar 25, 2025
- Accounts · 27 to 14Mar 25, 2021 to Dec 10, 2024
- Business name · H•••••••• C•••••• to H•••••••• C•••••• P••••••• L••Mar 25, 2021 to Dec 10, 2024
- Pooled vehicle clients · 27 to 16Mar 25, 2021 to Dec 10, 2024
- Assets in custody · $329M to $128MMar 25, 2021 to Dec 10, 2024
- Employees · 4 to 1Mar 25, 2021 to Dec 10, 2024
- Discretionary RAUM · $336M to $134MMar 25, 2021 to Dec 10, 2024
- Pooled vehicle RAUM · $336M to $134MMar 25, 2021 to Dec 10, 2024
- RAUM · $336M to $134MMar 25, 2021 to Dec 10, 2024
- Assets in custody · $472M to $329MDec 18, 2020 to Mar 25, 2021
- Employees · 6 to 4Dec 18, 2020 to Mar 25, 2021
- Discretionary RAUM · $484M to $336MDec 18, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $484M to $336MDec 18, 2020 to Mar 25, 2021
- RAUM · $484M to $336MDec 18, 2020 to Mar 25, 2021
- Assets in custody · $680M to $472MMar 20, 2019 to Mar 30, 2020
- Employees · 7 to 6Mar 20, 2019 to Mar 30, 2020
- Discretionary RAUM · $697M to $484MMar 20, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $697M to $484MMar 20, 2019 to Mar 30, 2020
- RAUM · $697M to $484MMar 20, 2019 to Mar 30, 2020
- Accounts · 29 to 27Mar 27, 2018 to Mar 20, 2019
- Pooled vehicle clients · 29 to 27Mar 27, 2018 to Mar 20, 2019
- Assets in custody · $1.4B to $680MMar 27, 2018 to Mar 20, 2019
- Employees · 14 to 7Mar 27, 2018 to Mar 20, 2019
- Private funds · 6 to 5Mar 27, 2018 to Mar 20, 2019
- Discretionary RAUM · $1.4B to $697MMar 27, 2018 to Mar 20, 2019
- Pooled vehicle RAUM · $1.4B to $697MMar 27, 2018 to Mar 20, 2019
- RAUM · $1.4B to $697MMar 27, 2018 to Mar 20, 2019
- Accounts · 30 to 29Mar 24, 2017 to Mar 27, 2018
- Advisory employees · 2 to 1Mar 24, 2017 to Mar 27, 2018
- Pooled vehicle clients · unset to 29.0Mar 24, 2017 to Mar 27, 2018
- Assets in custody · $1.7B to $1.4BMar 24, 2017 to Mar 27, 2018
- Employees · 18 to 14Mar 24, 2017 to Mar 27, 2018
- Other offices · unset to 0.0Mar 24, 2017 to Mar 27, 2018
- Discretionary RAUM · $1.7B to $1.4BMar 24, 2017 to Mar 27, 2018
- Pooled vehicle RAUM · unset to 1417110231.0Mar 24, 2017 to Mar 27, 2018
- RAUM · $1.7B to $1.4BMar 24, 2017 to Mar 27, 2018
- Assets in custody · $1.9B to $1.7BMar 29, 2016 to Mar 24, 2017
- Employees · 17 to 18Mar 29, 2016 to Mar 24, 2017
- Discretionary RAUM · $1.9B to $1.7BMar 29, 2016 to Mar 24, 2017
- RAUM · $1.9B to $1.7BMar 29, 2016 to Mar 24, 2017
Signals
7 dated events
- H•••••••• C•••••• P••••••• L•• reported RAUM $134.2M, down 60% from $336.4M (2021-03-25 to 2024-12-10)Dec 10, 2024 · RAUM change · derived
- Steven Alan Delman (Chief Compliance Officer) no longer on Schedule A of H•••••••• C•••••• P••••••• L•• (listed 2021-03-25, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- H•••••••• C•••••• P••••••• L•• reported RAUM $336.4M, down 30% from $483.8M (2020-12-18 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Steven Alan Delman (Chief Compliance Officer) appeared on Schedule A of H•••••••• C•••••• P••••••• L••Mar 25, 2021 · Control person joined · fact
- Michael Keith Hladek (Chief Operating Officer, Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of H•••••••• C•••••• P••••••• L•• (listed 2020-12-18, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- H•••••••• C•••••• P••••••• L•• reported RAUM $483.8M, down 31% from $697.4M (2019-03-20 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- H•••••••• C•••••• P••••••• L•• reported RAUM $697.4M, down 51% from $1.4B (2018-03-27 to 2019-03-20)Mar 20, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-518-4177reportedpublic record, Form ADV, Mar 25, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026