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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

Glenn Ambach

Advisor at CANTOR FITZGERALD INVESTMENT ADVISORS

NEW YORK, NY

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Search this name across graphsid dfx:ria:d66c9c4e-d94c-b811-a716-6959e756e2f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CANTOR FITZGERALD INVESTMENT ADVISORS
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S66
First exam: May 26, 2000
First registration: Mar 20, 2006
Dual registered: no
Other names: GLENN ALEXANDER AMBACH
IAPD individual key: 3019605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CANTOR FITZGERALD INVESTMENT ADVISORS	Mixed wealth	Mar 13, 2017	n/a	yes	NEW YORK, NY	Current employment
EFFICIENT MARKET ADVISORS, LLC	Former SEC adviser	Nov 30, 2012	Mar 24, 2017	no	LA JOLLA, CA	Previous registration
MORGAN STANLEY	Wirehouse	Aug 2, 2011	Nov 30, 2012	no	San Diego, CA\|SAN DIEGO, CA	Previous registration
FAC WEALTH MANAGEMENT, LLC	n/a	Apr 4, 2008	Feb 23, 2010	no	NAPLES, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 16, 2007	Dec 3, 2007	no	HONOLULU, HI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 20, 2006	Mar 29, 2007	no	HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EFFICIENT MARKET ADVISORS, LLC	CANTOR FITZGERALD INVESTMENT ADVISORS	Mar 24, 2017	Mar 13, 2017	-11	Firm change	Other
MORGAN STANLEY	EFFICIENT MARKET ADVISORS, LLC	Nov 30, 2012	Nov 30, 2012	0	Firm change	Other
FAC WEALTH MANAGEMENT, LLC	MORGAN STANLEY	Feb 23, 2010	Aug 2, 2011	525	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FAC WEALTH MANAGEMENT, LLC	Dec 3, 2007	Apr 4, 2008	123	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132188:159296:CA:2017-03-24	Mar 24, 2017	Mar 13, 2017	LA JOLLA, CA	Firm change

Relationships

Registered with (5)

→ CANTOR FITZGERALD INVESTMENT ADVISORSRegistered adviserregistration: current employment
Mar 13, 2017 to presentfactForm ADV
→ EFFICIENT MARKET ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 30, 2012 to Mar 24, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 2, 2011 to Nov 30, 2012factForm ADV
→ FAC WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 4, 2008 to Feb 23, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 16, 2007 to Dec 3, 2007factForm ADV

Dated events

No dated event names this entity yet.