This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC CAPITAL MARKETS, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Aug 1, 2023

First registration

Aug 2, 2023

Dual registered

yes, broker-dealer

Other names

Amy Qadri|Amy Hallal

IAPD individual key

6765664

• Occurred

  Sep 15, 2025
  Advisor changed firm

  Amy B Hallal left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Rbc Capital Markets, Llc (registered 2026-07-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d679ff1d-0021-31fa-1247-b69f65a72f66

First observed

Aug 2, 2023

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.