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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Colby, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 11, 2018 | n/a | yes | Colby, KS|Colby, KS | Current employment |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | May 2, 2007 | Sep 11, 2018 | no | SAN ANTONIO, TX|COLBY, KS|KANSAS CITY, MO|Downers Grove, IL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Feb 10, 2000 | Dec 5, 2006 | no | COLBY, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT PROFESSIONALS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 11, 2018 | Sep 11, 2018 | 0 | Bulk transfer | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | INVESTMENT PROFESSIONALS, INC. | Dec 5, 2006 | May 2, 2007 | 148 | Firm change | Other |