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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

BRADLEY KEITH LEWIS

Advisor at OSAIC WEALTH, INC.

Fort Smith, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Nov 14, 2003
First registration: Jan 6, 2004
Dual registered: yes, broker-dealer
Other names: BRADLEY K LEWIS
IAPD individual key: 4702384

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 22, 2016	n/a	yes	Fort Smith, AR	Current employment
FIRST INDEPENDENT ADVISORY SERVICES, INC.	n/a	Jul 14, 2011	Dec 1, 2016	no	VAN BUREN, AR\|TULSA, OK\|FORT SMITH, AR	Previous registration
SUTTERFIELD FINANCIAL GROUP, INC.	Independent wealth	Jan 12, 2009	Jul 14, 2011	no	VAN BUREN, AR\|BARTLESVILLE, OK	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2008	Dec 31, 2008	no	VAN BUREN, AR	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Jan 6, 2004	Oct 31, 2008	no	VAN BUREN, AR\|VAN BUREN, AR\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST INDEPENDENT ADVISORY SERVICES, INC.	OSAIC WEALTH, INC.	Dec 1, 2016	Apr 22, 2016	-223	Firm change after gap	Other
SUTTERFIELD FINANCIAL GROUP, INC.	FIRST INDEPENDENT ADVISORY SERVICES, INC.	Jul 14, 2011	Jul 14, 2011	0	Firm change	Other
SAGEPOINT FINANCIAL, INC.	SUTTERFIELD FINANCIAL GROUP, INC.	Dec 31, 2008	Jan 12, 2009	12	Firm change	Other
AMERICAN GENERAL SECURITIES INCORPORATED	SAGEPOINT FINANCIAL, INC.	Oct 31, 2008	Oct 31, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Apr 22, 2016 to presentfactForm ADV
→ FIRST INDEPENDENT ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 14, 2011 to Dec 1, 2016factForm ADV
→ SUTTERFIELD FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 12, 2009 to Jul 14, 2011factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2008 to Dec 31, 2008factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Jan 6, 2004 to Oct 31, 2008factForm ADV

Dated events

No dated event names this entity yet.