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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Gaithersburg, MD | Rockville, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 27, 2013 | n/a | yes | Gaithersburg, MD|Rockville, MD | Current employment |
| SPC FINANCIAL INC | Former SEC adviser | Mar 12, 2008 | Sep 25, 2013 | no | ROCKVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPC FINANCIAL INC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 25, 2013 | Sep 27, 2013 | 2 | Firm change | Other |