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RIA / WealthAdvisorCertified Financial Planner13 years in industry

Allen Kozel

Advisor at CERITY PARTNERS LLC

FORT WORTH, TX | NEW YORK, NY

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Search this name across graphsid dfx:ria:d67c87ce-e552-e709-1fbd-eba34e285463

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 15, 2012
First registration: Jun 16, 2014
Dual registered: no
Other names: ALLEN GERARD KOZEL
IAPD individual key: 5975930

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	May 12, 2021	n/a	yes	FORT WORTH, TX\|NEW YORK, NY	Current employment
ENVOY ADVISORY INC.	Independent wealth	Oct 7, 2020	May 10, 2021	no	COLORADO SPRINGS, CO	Previous registration
ODYSSEY WEALTH	n/a	Sep 7, 2016	Oct 6, 2020	no	PLANO, TX	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jun 16, 2014	Dec 9, 2015	no	BROOKSHIRE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ENVOY ADVISORY INC.	CERITY PARTNERS LLC	May 10, 2021	May 12, 2021	2	Firm change	RIA to RIA
ODYSSEY WEALTH	ENVOY ADVISORY INC.	Oct 6, 2020	Oct 7, 2020	1	Firm change	Other
FIRST ALLIED ADVISORY SERVICES, INC.	ODYSSEY WEALTH	Dec 9, 2015	Sep 7, 2016	273	Firm change	Other

Relationships

Registered with (4)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
May 12, 2021 to presentfactForm ADV
→ ENVOY ADVISORY INC.Registered adviserregistration: previous registration
Oct 7, 2020 to May 10, 2021factForm ADV
→ ODYSSEY WEALTHRegistered adviserregistration: previous registration
Sep 7, 2016 to Oct 6, 2020factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 16, 2014 to Dec 9, 2015factForm ADV

Dated events

No dated event names this entity yet.