RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• K••••
- C••••• P••••••• L•• independent RIA currentsince May 12, 2021 · Fort Worth, Tx
- E•••• A••••••• I••• independent RIAOct 7, 2020 to May 10, 2021 · Colorado Springs, Co
- O•••••• W••••• unclassifiedSep 7, 2016 to Oct 6, 2020 · Plano, Tx
- F•••• A••••• A••••••• S•••••••• I••• formerJun 16, 2014 to Dec 9, 2015 · Brookshire, Tx
- E•••• A••••••• I••• to C••••• P••••••• L••left May 10, 2021, registered May 12, 2021 (2 days) · RIA to RIA
- O•••••• W••••• to E•••• A••••••• I•••left Oct 6, 2020, registered Oct 7, 2020 (1 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to O•••••• W•••••left Dec 9, 2015, registered Sep 7, 2016 (273 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address