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J•••• W•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

J•••• W•••••• L•••••

Advisor at W••••• F•• Y•• F••••••••• L••

Charlotte, NC | GRAND BLANC, MI

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Search this name across graphsid dfx:ria:d68012d1-ca6c-9ae7-9fe9-8afb3a939090

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• F•• Y•• F••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•• Y•• F••••••••• L••	State registered	Mar 30, 2026	n/a	yes	GRAND BLANC, MI\|Charlotte, NC	Current employment
F••••• W••••• M••••••••• L•••	Independent wealth	Jul 30, 2025	Feb 27, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• W••••• M••••••••• L•••	W••••• F•• Y•• F••••••••• L••	Feb 27, 2026	Mar 30, 2026	31	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ W••••• F•• Y•• F••••••••• L••Registered adviserregistration: current employment
Mar 30, 2026 to presentfactForm ADV
→ F••••• W••••• M••••••••• L•••Registered adviserregistration: previous registration
Jul 30, 2025 to Feb 27, 2026factForm ADV

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
J•••• W•••••• L••••• left F••••• W••••• M••••••••• L••• for W••••• F•• Y•• F••••••••• L•• (registered 2026-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d68012d1-ca6c-9ae7-9fe9-8afb3a939090
First observed: Jul 30, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.