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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Fort Worth, TX | SOUTHLAKE, TX | PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 17, 2023 | n/a | yes | PLANO, TX|SOUTHLAKE, TX|Fort Worth, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 9, 2023 | no | Fort Worth, TX|Southlake, TX | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | FT. WORTH, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 18, 2000 | Apr 2, 2007 | no | FT. WORTH, TX|ARLINGTON, TX|SOUTHLAKE, TX|ARLINGTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 9, 2023 | Oct 17, 2023 | 8 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:6363:TX:2023-10-09 | Oct 9, 2023 | Oct 17, 2023 | SOUTHLAKE, TX | Firm change |