G••• P••• D•••

Advisor at C• A•••••••• L••

WYNNEWOOD, PA | BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6972dc0-e7f0-6fd4-8d92-b814281bdfff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 7, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Sep 20, 2023	n/a	yes	BOSTON, MA\|WYNNEWOOD, PA	Current employment
M••••••• P•••••• W•••••• L••	Former SEC adviser	Jan 17, 2012	Oct 2, 2023	no	WYNNEWOOD, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• P•••••• W•••••• L••	C• A•••••••• L••	Oct 2, 2023	Sep 20, 2023	-12	Firm change	RIA to RIA
I••••••• F•••••••• M••••••••• I••	M••••••• P•••••• W•••••• L••	Mar 28, 2012	Jan 17, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
159295:310873:PA:2023-09-26	Oct 2, 2023	Sep 20, 2023	WYNNEWOOD, PA	Firm change

Relationships

Registered with (3)

→ C• A•••••••• L••Registered adviserregistration: current employment
Sep 20, 2023 to presentfactForm ADV
→ M••••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Jan 17, 2012 to Oct 2, 2023factForm ADV
→ I••••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Jun 1, 2000 to Mar 28, 2012factForm ADV

Dated events

Occurred
Oct 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6972dc0-e7f0-6fd4-8d92-b814281bdfff
First observed: Jun 1, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.