DFX Intelligence

F••••••• W•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

F••••••• W•••••• A•••••

Advisor at A•••• I••••••••• A•••••••• L••

Scottsdale, AZ | DEERFIELD, IL

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Search this name across graphsid dfx:ria:d6996ad3-4a8a-ee5c-910b-caccaf239c46

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	Aug 12, 2024	n/a	yes	DEERFIELD, IL\|Scottsdale, AZ	Current employment
O•••••••••	Institutional manager	Dec 7, 2018	Sep 6, 2024	no	Scottsdale, AZ\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	A•••• I••••••••• A•••••••• L••	Sep 6, 2024	Aug 12, 2024	-25	Firm change	Other
I••••••••• F•••••••• P•••••••	O•••••••••	Dec 31, 2018	Dec 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
106766:287906:KS:2024-09-06	Sep 6, 2024	Aug 12, 2024	OVERLAND PARK, KS	Firm change
125112:106766:AZ:2018-12-31	Dec 31, 2018	Dec 7, 2018	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (5)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 12, 2024 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Dec 7, 2018 to Sep 6, 2024factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 26, 2012 to Dec 31, 2018factForm ADV
→ M••••• S••••••

Dated events

Occurred
Sep 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6996ad3-4a8a-ee5c-910b-caccaf239c46
First observed: Mar 13, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.