DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frederic William Amberg
Feed of 09/15/2026
Also filed as Fred Amberg
At current firm
2 y
since Aug 12, 2024
In the industry
27 y
since Jan 19, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Alera Investment Advisors, LLC mixed wealth currentsince Aug 12, 2024 · Deerfield, Il
- Onedigital institutionalDec 7, 2018 to Sep 6, 2024 · Scottsdale, Az
- Independent Financial Partners BD affiliatedNov 26, 2012 to Dec 31, 2018 · Scottsdale, Az
- Morgan Stanley wirehouseJun 1, 2009 to Sep 7, 2011 · Phoenix, Az
- Citigroup Global Markets Inc. BD affiliatedMar 13, 2008 to Jun 1, 2009 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Onedigital to Alera Investment Advisors, LLCleft Sep 6, 2024, registered Aug 12, 2024 (-25 days) · Other · moved with a team
- Independent Financial Partners to Onedigitalleft Dec 31, 2018, registered Dec 7, 2018 (-24 days) · Other · moved with a team
- Morgan Stanley to Independent Financial Partnersleft Sep 7, 2011, registered Nov 26, 2012 (446 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Frederic William Amberg left Onedigital for Alera Investment Advisors, Llc (registered 2024-08-12)Sep 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address