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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

CLARENCE MICHAEL HUGHES

Advisor at UBS FINANCIAL SERVICES INC.

ALBUQUERQUE, NM

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Apr 28, 1995
First registration: Aug 7, 2001
Dual registered: yes, broker-dealer
Other names: MICHAEL CLARENCE HUGHES|MICHAEL HUGHES|CLARENCE MICHAEL HUGHES|Clarence Hughes
IAPD individual key: 2592682

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 9, 2019	n/a	yes	ALBUQUERQUE, NM	Current employment
REDW WEALTH LLC	Mixed wealth	Feb 26, 2015	Aug 19, 2016	no	ALBUQUERQUE, NM	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Jan 6, 2014	Jun 6, 2014	no	ALBUQUERQUE, NM\|Tulsa, OK	Previous registration
ALLSPRING GLOBAL INVESTMENTS, LLC	Asset manager	Aug 7, 2001	Dec 20, 2002	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDW WEALTH LLC	UBS FINANCIAL SERVICES INC.	Aug 19, 2016	Dec 9, 2019	1,207	Firm change after gap	Other
BOK FINANCIAL ADVISORS	REDW WEALTH LLC	Jun 6, 2014	Feb 26, 2015	265	Firm change	Other
ALLSPRING GLOBAL INVESTMENTS, LLC	BOK FINANCIAL ADVISORS	Dec 20, 2002	Jan 6, 2014	4,035	Firm change after gap	Other

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Dec 9, 2019 to presentfactForm ADV
→ REDW WEALTH LLCRegistered adviserregistration: previous registration
Feb 26, 2015 to Aug 19, 2016factForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 6, 2014 to Jun 6, 2014factForm ADV
→ ALLSPRING GLOBAL INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 7, 2001 to Dec 20, 2002factForm ADV

Dated events

No dated event names this entity yet.