DFX Intelligence

A••• E••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A••• E••••• W•••

Advisor at 7•• C••••••• L••

LANSING, MI | Archbold, OH

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Search this name across graphsid dfx:ria:d6ab4c92-f2e9-01bb-44af-7c5398487ccb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 7•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
7•• C••••••• L••	I•••••••••_WEALTH	Jan 17, 2026	n/a	yes	LANSING, MI\|Archbold, OH	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jan 11, 2019	n/a	yes	Archbold, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• G••••• I••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Nov 29, 2022	Apr 30, 2009	-4,961	Firm change after gap	Other
F••••••• L••	I••••••••• F•••••••• G••••• L••	Apr 8, 2022	Jan 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:289863:OH:2017-10-26	Oct 26, 2017	Oct 25, 2017	ARCHBOLD, OH	Firm change

Relationships

Registered with (6)

→ 7•• C••••••• L••Registered adviserregistration: previous registration
Feb 22, 2022 to Dec 31, 2025factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 11, 2019 to presentfactForm ADV
→ C••••• I••••••••• G••••• I••Registered adviserregistration: previous registration
Dec 17, 2003 to Nov 29, 2022factForm ADV
→ F••••••• L••

Dated events

Occurred
Nov 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6ab4c92-f2e9-01bb-44af-7c5398487ccb
First observed: Dec 10, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.