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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

AMY R BENDER

Advisor at UBS FINANCIAL SERVICES INC.

BETHESDA, MD | Cincinnati, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 8, 2003
First registration: Mar 4, 2004
Dual registered: yes, broker-dealer
Other names: AMY R. PALMER|AMY REBECCA PALMER|AMY REBECCA BENDER
IAPD individual key: 4534365

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 13, 2016	n/a	yes	BETHESDA, MD\|Cincinnati, OH	Current employment
SIMPLY MONEY ADVISORS	Former SEC adviser	Dec 12, 2014	Aug 26, 2016	no	CINCINNATI, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 30, 2007	Dec 15, 2014	no	CINCINNATI, OH	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Mar 4, 2004	Sep 26, 2007	no	CINCINNATI, OH\|Cincinnati, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIMPLY MONEY ADVISORS	UBS FINANCIAL SERVICES INC.	Aug 26, 2016	Sep 13, 2016	18	Firm change	Other
UBS FINANCIAL SERVICES INC.	SIMPLY MONEY ADVISORS	Dec 15, 2014	Dec 12, 2014	-3	Firm change	Other
ROBERT W. BAIRD & CO. INCORPORATED	UBS FINANCIAL SERVICES INC.	Sep 26, 2007	Oct 30, 2007	34	Firm change	Other

Relationships

Registered with (3)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 30, 2007 to Dec 15, 2014factForm ADV
→ SIMPLY MONEY ADVISORSRegistered adviserregistration: previous registration
Dec 12, 2014 to Aug 26, 2016factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Mar 4, 2004 to Sep 26, 2007factForm ADV

Dated events

No dated event names this entity yet.