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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

THOMAS SCHULLER

Advisor at FIFTH THIRD SECURITIES, INC.

CHICAGO, IL | St. Petersburg, FL | TAMPA, FL | ST PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6baba04-cd54-da6e-2168-2dd2688279ac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 15, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 10, 1997
First registration: Apr 15, 1999
Dual registered: yes, broker-dealer
Other names: TOM SCHULLER
IAPD individual key: 2826652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jun 29, 2012	n/a	yes	ST PETERSBURG, FL\|TAMPA, FL\|St. Petersburg, FL\|CHICAGO, IL	Current employment
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	Sep 28, 2004	Jul 26, 2012	no	CRYSTAL LAKE, IL\|CHICAGO, IL\|CHICAGO, IL\|THIRD LAKE, IL\|LIBERTYVILLE, IL\|GURNEE, IL\|MUNDELEIN, IL\|WAUKEGAN, IL\|LINDENHURST, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|GLENVIEW, IL\|LIBERTYVILLE, IL\|ELGIN, IL\|RICHMOND, IL\|THIRD LAKE, IL\|CHICAGO, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 15, 1999	Dec 10, 2002	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSOCIATED INVESTMENT SERVICES, INC.	FIFTH THIRD SECURITIES, INC.	Jul 26, 2012	Jun 29, 2012	-27	Firm change	Other
MORGAN STANLEY DW INC.	ASSOCIATED INVESTMENT SERVICES, INC.	Dec 10, 2002	Sep 28, 2004	658	Firm change after gap	Other

Relationships

Registered with (3)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Jun 29, 2012 to presentfactForm ADV
→ ASSOCIATED INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 28, 2004 to Jul 26, 2012factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 15, 1999 to Dec 10, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6baba04-cd54-da6e-2168-2dd2688279ac
First observed: Apr 15, 1999
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOMAS SCHULLER

Advisor at FIFTH THIRD SECURITIES, INC.

CHICAGO, IL | St. Petersburg, FL | TAMPA, FL | ST PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6baba04-cd54-da6e-2168-2dd2688279ac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

FIFTH THIRD SECURITIES, INC.

Bd affiliated wealth

Jun 29, 2012

n/a

yes

ST PETERSBURG, FL|TAMPA, FL|St. Petersburg, FL|CHICAGO, IL

Current employment

ASSOCIATED INVESTMENT SERVICES, INC.

Independent wealth

Sep 28, 2004

Jul 26, 2012

Previous registration

MORGAN STANLEY DW INC.

n/a

Apr 15, 1999

Dec 10, 2002

CHICAGO, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ASSOCIATED INVESTMENT SERVICES, INC.

FIFTH THIRD SECURITIES, INC.

Jul 26, 2012

Jun 29, 2012

-27

Firm change

Other

MORGAN STANLEY DW INC.

ASSOCIATED INVESTMENT SERVICES, INC.

Dec 10, 2002

Sep 28, 2004

658

Firm change after gap

Other