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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

DAVID LLOYD CASSO

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

HOUSTON, TX

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Search this name across graphsid dfx:ria:d6bcd0ba-847f-c614-7a5e-49b5c6bd9807

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 20, 2003
First registration: Sep 10, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4708651

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 3, 2021	n/a	yes	HOUSTON, TX	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Aug 5, 2016	May 7, 2021	no	HOUSTON, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	May 1, 2010	Jul 29, 2016	no	SAN ANTONIO, TX\|HOUSTON, TX	Previous registration
WEALTH ADVISORS, INC.	n/a	May 9, 2008	Dec 2, 2009	no	SHREVEPORT, LA	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Sep 10, 2005	May 9, 2008	no	SHREVEPORT, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	RAYMOND JAMES & ASSOCIATES, INC.	May 7, 2021	May 3, 2021	-4	Firm change	Ibd to ibd
USAA FINANCIAL PLANNING SERVICES	OPPENHEIMER & CO. INC.	Jul 29, 2016	Aug 5, 2016	7	Firm change	Other
WEALTH ADVISORS, INC.	USAA FINANCIAL PLANNING SERVICES	Dec 2, 2009	May 1, 2010	150	Firm change	Other
1ST GLOBAL ADVISORS INC	WEALTH ADVISORS, INC.	May 9, 2008	May 9, 2008	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106352:249:TX:2016-07-27	Jul 29, 2016	Aug 5, 2016	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
May 3, 2021 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Aug 5, 2016 to May 7, 2021factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
May 1, 2010 to Jul 29, 2016factForm ADV
→ WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
May 9, 2008 to Dec 2, 2009factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Sep 10, 2005 to May 9, 2008factForm ADV

Dated events

No dated event names this entity yet.