DFX Intelligence

C••••• B••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

C••••• B••• W••••••

Advisor at R•••••• I•••••••••

SEATTLE, WA | PUYALLUP, WA

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Search this name across graphsid dfx:ria:d6c253b4-9ace-6545-3034-b5af689e49e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 1, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• I•••••••••	Institutional manager	Aug 19, 2026	n/a	yes	SEATTLE, WA\|PUYALLUP, WA	Current employment
R•••••• I•••••••••	Asset manager	Nov 22, 2005	n/a	yes	SEATTLE, WA	Current employment

Relationships

Registered with (2)

→ R•••••• I•••••••••Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ R•••••• I•••••••••Registered adviserregistration: current employment
Nov 22, 2005 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6c253b4-9ace-6545-3034-b5af689e49e4
First observed: Aug 1, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.