DFX Intelligence

C••••••• W•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C••••••• W•••• F•••••

Advisor at T•• G••••• A•••• M••••••••• L••

BRENTWOOD, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6c2e5d0-62a2-8c4f-3070-c226d135500f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• G••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• G••••• A•••• M••••••••• L••	Independent wealth	Dec 2, 2022	n/a	yes	BRENTWOOD, TN	Current employment
T•• A•••••••• L••	Former SEC adviser	Jan 13, 2022	Dec 31, 2022	no	BRENTWOOD, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• L••	T•• G••••• A•••• M••••••••• L••	Dec 31, 2022	Dec 2, 2022	-29	Firm change	RIA to RIA
U••• B•••••• I••••••••• I•••	T•• A•••••••• L••	Jan 14, 2022	Jan 13, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
226555:145536:TN:2022-12-31	Dec 31, 2022	Dec 2, 2022	BRENTWOOD, TN	Firm change

Relationships

Registered with (5)

→ T•• G••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 2, 2022 to presentfactForm ADV
→ T•• A•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2022 to Dec 31, 2022factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2019 to Jan 14, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
C••••••• W•••• F••••• left T•• A•••••••• L•• for T•• G••••• A•••• M••••••••• L•• (registered 2022-12-02)
Form ADVobserved 7 days ago
Occurred
Jan 14, 2022
Advisor changed firm
C••••••• W•••• F••••• left U••• B•••••• I••••••••• I••• for T•• A•••••••• L•• (registered 2022-01-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6c2e5d0-62a2-8c4f-3070-c226d135500f
First observed: Feb 15, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.