RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• W•••• F•••••
- T•• G••••• A•••• M••••••••• L•• independent RIA currentsince Dec 2, 2022 · Brentwood, Tn
- T•• A•••••••• L•• formerJan 13, 2022 to Dec 31, 2022 · Brentwood, Tn
- U••• B•••••• I••••••••• I••• formerJan 14, 2019 to Jan 14, 2022 · Franklin, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 12, 2012 to Dec 5, 2018 · Franklin, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 10, 2009 to Nov 15, 2012 · Franklin, Tn
- •••••••• independent RIAFeb 15, 2006 to Jul 28, 2009 · Nashville, Tn
- T•• A•••••••• L•• to T•• G••••• A•••• M••••••••• L••left Dec 31, 2022, registered Dec 2, 2022 (-29 days) · RIA to RIA · moved with a team
- U••• B•••••• I••••••••• I••• to T•• A•••••••• L••left Jan 14, 2022, registered Jan 13, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U••• B•••••• I••••••••• I•••left Dec 5, 2018, registered Jan 14, 2019 (40 days) · Affiliated broker-dealer or bank to another
- •••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 28, 2009, registered Aug 10, 2009 (13 days) · Other
- C••••••• W•••• F••••• left T•• A•••••••• L•• for T•• G••••• A•••• M••••••••• L•• (registered 2022-12-02)Dec 31, 2022 · Advisor changed firm · fact
- C••••••• W•••• F••••• left U••• B•••••• I••••••••• I••• for T•• A•••••••• L•• (registered 2022-01-13)Jan 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address