DFX Intelligence

N••••••• A••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

N••••••• A••••• T•••••••

Advisor at C••••••••• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:d6c314fd-555f-f583-7ff9-6f07dd92e394

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 5, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M••••••••• L••	Independent wealth	Nov 16, 2023	n/a	yes	DES PERES, MO\|Rogers, AR	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 25, 2009	n/a	yes	SPRINGDALE, AR\|BENTONVILLE, AR	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	L•• F•••••••• L••	Aug 31, 2009	Aug 25, 2009	-6	Firm change	Other
M••••• S•••••• D• I•••	R•••••• J•••• • A••••••••• I•••	Nov 1, 2005	Dec 6, 2005

Relationships

Registered with (4)

→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 25, 2009 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2005 to Aug 31, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6c314fd-555f-f583-7ff9-6f07dd92e394
First observed: May 8, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.