RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• A••••• T•••••••
- C••••••••• W••••• M••••••••• L•• independent RIA currentsince Nov 16, 2023 · Des Peres, Mo
- L•• F•••••••• L•• BD affiliated currentsince Aug 25, 2009 · Springdale, Ar
- R•••••• J•••• • A••••••••• I••• national BDDec 6, 2005 to Aug 31, 2009 · Rogers, Ar
- M••••• S•••••• D• I••• unclassifiedMay 8, 2003 to Nov 1, 2005 · Rogers, Ar
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Aug 31, 2009, registered Aug 25, 2009 (-6 days) · Other
- M••••• S•••••• D• I••• to R•••••• J•••• • A••••••••• I•••left Nov 1, 2005, registered Dec 6, 2005 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address