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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

DEVON INVESTMENT ADVISORY

DEVON INVESTMENT ADVISORY, LLC, CRD 300425

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6cb37ed-c4a8-3672-a2fd-429501e40d92

Data as of May 1, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Feb 15, 2019 to May 1, 2020
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-114850
CRD: 300425
Filings on the tape: 6
First filed: Feb 15, 2019
Latest filed: May 1, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOLLMAN, KYLE, M	MANAGING MEMBER	C	yes	01/2019	Feb 15, 2019	May 1, 2020
COLEMAN, SEAN, J	MANAGING MEMBER	C	yes	01/2019	Feb 15, 2019	May 1, 2020
FREEMAN, SCOTT, HAMILTON	MANAGING MEMBER	D	yes	01/2019	Feb 15, 2019	May 1, 2020
RUTHERFORD, JOHN, ROSS	CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Feb 15, 2019	May 1, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREYSTONE ADVISORY GROUP LLC	n/a	Independent wealth	$144M	N	yes	n/a
FREEMAN FINANCIAL SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
SAGE SETTLEMENT CONSULTING, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	May 1, 2020	n/a	n/a	3	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	n/a	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SHELTER WEALTH STRATEGIES, LLC	2	Oct 3, 2025	Sep 30, 2025	HOUSTON, TX	Team lift out	Other	50.0%

Relationships

Affiliated with (1)

→ SHELTER WEALTH STRATEGIES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← FREEMAN, SCOTT, HAMILTONOwnerMANAGING MEMBER, ownership code D, individual
Feb 15, 2019 to presentfactForm ADV
← COLEMAN, SEAN, JOwnerMANAGING MEMBER, ownership code C, individual
Feb 15, 2019 to presentfactForm ADV
← BOLLMAN, KYLE, MOwnerMANAGING MEMBER, ownership code C, individual
Feb 15, 2019 to presentfactForm ADV
← RUTHERFORD, JOHN, ROSSOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 15, 2019 to presentfactForm ADV

Registered with (5)

← SCOTT HAMILTON FREEMANAdvisorregistration: previous registration
Apr 8, 2019 to Dec 3, 2025factForm ADV
← TRACI LYNN KAASAdvisorregistration: previous registration
Feb 1, 2025 to Nov 2, 2025factForm ADV
← THERESE-MARIE CASEMENTAdvisorregistration: previous registration
Jun 20, 2025 to Oct 3, 2025factForm ADV
← Sidney Lorrainne OverbyAdvisorregistration: previous registration
Apr 3, 2025 to Oct 3, 2025factForm ADV
← Susan Rebecca BowersoxAdvisorregistration: previous registration
Jul 28, 2020 to Mar 12, 2021factForm ADV

Moved with (1)

→ SHELTER WEALTH STRATEGIES, LLCRegistered adviser2 advisors, team lift out, same day
Oct 3, 2025 to Sep 30, 2025factForm ADV

Dated events

Occurred
Dec 3, 2025
Advisor departed, no destination yet
Scott Hamilton Freeman no longer registered at Devon Investment Advisory; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Nov 2, 2025
Advisor changed firm
Traci Lynn Kaas left Devon Investment Advisory for Shelter Wealth Strategies, Llc (registered 2025-10-15)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2025
Team lift-out
2 advisors left Devon Investment Advisory (Houston, TX) for Shelter Wealth Strategies, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Oct 3, 2025
Advisor changed firm
Therese-Marie Casement left Devon Investment Advisory for Shelter Wealth Strategies, Llc (registered 2025-06-20)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2025
Advisor changed firm
Sidney Lorrainne Overby left Devon Investment Advisory for Shelter Wealth Strategies, Llc (registered 2025-09-30)
Form ADVobserved 4 days ago
Occurred
Feb 15, 2019
First Form ADV filing
Devon Investment Advisory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6cb37ed-c4a8-3672-a2fd-429501e40d92
First observed: Feb 15, 2019
Last observed: May 1, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEVON INVESTMENT ADVISORY

DEVON INVESTMENT ADVISORY, LLC, CRD 300425

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6cb37ed-c4a8-3672-a2fd-429501e40d92

Data as of May 1, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOLLMAN, KYLE, M

MANAGING MEMBER

yes

01/2019

Feb 15, 2019

May 1, 2020

COLEMAN, SEAN, J

MANAGING MEMBER

yes

01/2019

Feb 15, 2019

May 1, 2020

FREEMAN, SCOTT, HAMILTON

MANAGING MEMBER

yes

01/2019

Feb 15, 2019

May 1, 2020

RUTHERFORD, JOHN, ROSS

CHIEF COMPLIANCE OFFICER

yes

01/2019

Feb 15, 2019

May 1, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREYSTONE ADVISORY GROUP LLC

n/a

Independent wealth

$144M

yes

n/a

FREEMAN FINANCIAL SERVICES, LLC

n/a

yes

n/a

SAGE SETTLEMENT CONSULTING, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

May 1, 2020

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SHELTER WEALTH STRATEGIES, LLC

Oct 3, 2025

Sep 30, 2025

HOUSTON, TX

Team lift out

Other

50.0%