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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SHELTER WEALTH STRATEGIES, LLC

CRD 170655

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb17d492-2302-cf6f-b286-704e78848ddc

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2026 to Jun 10, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $144MItem 5.F on the latest filing (2026-06-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $144M
Private client RAUM: $142MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $8.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 8
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 38
Individual clients: 9
High net worth clients: 27
Custody, client assets: $17.1M
SEC number: 801-135465
CRD: 170655
Filings on the tape: 3
First filed: Mar 10, 2026
Latest filed: Jun 10, 2026
Organised: Limited Liability Company, TX
Website: shelterwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT HAMILTON FREEMAN	n/a	HOUSTON, TX	11	23	2	no
HANSON DOUGLAS STREET	n/a	HOUSTON, TX	9	15	4	no
THERESE-MARIE CASEMENT	n/a	HOUSTON, TX	1	17	3	no
Sidney Lorrainne Overby	n/a	HOUSTON, TX	0	10	1	no
ANDREW CHARLES WILSON	n/a	Western Springs, IL \| HOUSTON, TX	0	16	2	no
CHRISTOPHER JOHN MEEHAN	n/a	Houston, TX \| HOUSTON, TX	0	16	2	no
Paul Saleh	n/a	Houston, TX \| HOUSTON, TX	0	11	1	no
DANIEL DAVID HOROWITZ	n/a	HOUSTON, TX \| Houston, TX	0	15	n/a	no
Walker Gilbert	n/a	HOUSTON, TX	0	11	1	no
John Houghton Dudek	n/a	Solana Beach, CA \| HOUSTON, TX	0	18	n/a	no
JOSH TRAVIS FARMER	n/a	SAN DIEGO, CA \| HOUSTON, TX	0	23	n/a	no
DONALD RAY JOWERS	n/a	HOUSTON, TX \| BEAUMONT, TX	0	26	n/a	no
David Allen Lesser	n/a	Westlake Village, CA \| HOUSTON, TX	0	16	n/a	no
MATTHEW WARD FRAZIER	n/a	HOUSTON, TX	0	10	n/a	no
DAVID AMELIO HART	n/a	HOUSTON, TX \| Utica, NY	0	13	n/a	no
Kristin Leigh Neerhof	n/a	HOUSTON, TX \| IRVINE, CA	0	10	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$144M	$144M	9	8	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	0	6	0.0%	0	0	0	7	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$144M	n/a	n/a	n/a	n/a	9	n/a	4	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MASTODON ADVISORY GROUP	2	Apr 20, 2016	Apr 29, 2016	HOUSTON, TX	Team lift out	Other	40.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DEVON INVESTMENT ADVISORY	2	Oct 3, 2025	Sep 30, 2025	HOUSTON, TX	Team lift out	Other	50.0%

Relationships

Registered with (20)

← Kristin Leigh NeerhofAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← DAVID AMELIO HARTAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← MATTHEW WARD FRAZIERAdvisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← David Allen LesserAdvisorregistration: current employment
Jun 8, 2026 to presentfactForm ADV
← DONALD RAY JOWERSAdvisorregistration: current employment
May 28, 2026 to presentfactForm ADV
← JOSH TRAVIS FARMERAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← John Houghton DudekAdvisorregistration: current employment
May 19, 2026 to presentfactForm ADV
← Walker GilbertAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← DANIEL DAVID HOROWITZAdvisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← CHRISTOPHER JOHN MEEHANAdvisorregistration: current employment
Dec 4, 2025 to presentfactForm ADV
← Paul SalehAdvisorregistration: current employment
Dec 4, 2025 to presentfactForm ADV
← ANDREW CHARLES WILSONAdvisorregistration: current employment
Oct 31, 2025 to presentfactForm ADV
← TRACI LYNN KAASAdvisorregistration: previous registration
Jul 20, 2016 to Feb 9, 2025factForm ADV
← Sidney Lorrainne OverbyAdvisorregistration: current employment
Sep 30, 2025 to presentfactForm ADV
← THERESE-MARIE CASEMENTAdvisorregistration: current employment
Jun 20, 2025 to presentfactForm ADV
← HANSON DOUGLAS STREETAdvisorregistration: previous registration
Jan 23, 2015 to Apr 22, 2016factForm ADV
← SCOTT HAMILTON FREEMANAdvisorregistration: current employment
Feb 18, 2015 to presentfactForm ADV
← ROLAND GONZALEZAdvisorregistration: previous registration
Feb 23, 2016 to Nov 17, 2017factForm ADV
← JOHN WILLIAM OSBORNAdvisorregistration: previous registration
Sep 15, 2015 to Apr 21, 2016factForm ADV
← WARREN BANEAdvisorregistration: previous registration
Sep 16, 2015 to Apr 20, 2016factForm ADV

Affiliated with (1)

← DEVON INVESTMENT ADVISORYRegistered adviserother investment adviser, common control
factForm ADV

Moved with (2)

← DEVON INVESTMENT ADVISORYRegistered adviser2 advisors, team lift out, same day
Oct 3, 2025 to Sep 30, 2025factForm ADV
→ MASTODON ADVISORY GROUPRegistered adviser2 advisors, team lift out
Apr 20, 2016 to Apr 29, 2016factForm ADV

Dated events

Occurred
Oct 3, 2025
Team lift-out
2 advisors left Devon Investment Advisory (Houston, TX) for Shelter Wealth Strategies, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 9, 2025
Advisor changed firm
Traci Lynn Kaas left Shelter Wealth Strategies, Llc for Cooper Mcmanus (registered 2017-02-07)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb17d492-2302-cf6f-b286-704e78848ddc
First observed: Mar 10, 2026
Last observed: Jun 10, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHELTER WEALTH STRATEGIES, LLC

CRD 170655

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb17d492-2302-cf6f-b286-704e78848ddc

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT HAMILTON FREEMAN

n/a

HOUSTON, TX

HANSON DOUGLAS STREET

n/a

HOUSTON, TX

THERESE-MARIE CASEMENT

n/a

HOUSTON, TX

Sidney Lorrainne Overby

n/a

HOUSTON, TX

ANDREW CHARLES WILSON

n/a

Western Springs, IL | HOUSTON, TX

CHRISTOPHER JOHN MEEHAN

n/a

Houston, TX | HOUSTON, TX

Paul Saleh

n/a

Houston, TX | HOUSTON, TX

DANIEL DAVID HOROWITZ

n/a

HOUSTON, TX | Houston, TX

n/a

Walker Gilbert

n/a

HOUSTON, TX

John Houghton Dudek

n/a

Solana Beach, CA | HOUSTON, TX

n/a

JOSH TRAVIS FARMER

n/a

SAN DIEGO, CA | HOUSTON, TX

n/a

DONALD RAY JOWERS

n/a

HOUSTON, TX | BEAUMONT, TX

n/a

David Allen Lesser

n/a

Westlake Village, CA | HOUSTON, TX

n/a

MATTHEW WARD FRAZIER

n/a

HOUSTON, TX

n/a

DAVID AMELIO HART

n/a

HOUSTON, TX | Utica, NY

n/a

Kristin Leigh Neerhof

n/a

HOUSTON, TX | IRVINE, CA

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$144M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$144M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MASTODON ADVISORY GROUP

Apr 20, 2016

Apr 29, 2016

HOUSTON, TX

Team lift out

Other

40.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DEVON INVESTMENT ADVISORY

Oct 3, 2025

Sep 30, 2025

HOUSTON, TX

Team lift out

Other

50.0%