DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JEFFREY SCOTT HOLTZCLAW

Advisor at CETERA INVESTMENT ADVISERS LLC

KENNER, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6ced370-7665-71ea-1b4a-37d14c14f08f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 18, 2000
First registration: Jun 4, 2009
Dual registered: yes, broker-dealer
Other names: Jeffrey S Holtzclaw
IAPD individual key: 4228809

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2022	n/a	yes	KENNER, LA	Current employment
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Jun 13, 2019	Aug 10, 2022	no	KENNER, LA\|NEW ORLEANS, LA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 22, 2016	Jun 18, 2019	no	METAIRIE, LA	Previous registration
DORSEY & COMPANY INC.	Former SEC adviser	Jun 4, 2009	Nov 16, 2016	no	NEW ORLEANS, LA\|NEW ORLEANS, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HANCOCK WHITNEY INVESTMENT SERVICES INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2022	Aug 10, 2022	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Jun 18, 2019	Jun 13, 2019	-5	Firm change	Wirehouse to ibd
DORSEY & COMPANY INC.	J.P. MORGAN SECURITIES LLC	Nov 16, 2016	Dec 22, 2016	36	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2022 to presentfactForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Jun 13, 2019 to Aug 10, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 22, 2016 to Jun 18, 2019factForm ADV
→ DORSEY & COMPANY INC.Registered adviserregistration: previous registration
Jun 4, 2009 to Nov 16, 2016factForm ADV

Dated events

No dated event names this entity yet.