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Advisor at FIRST TRUST ADVISORS LP
NAPLES, FL | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | Asset manager | Nov 25, 2024 | n/a | yes | WHEATON, IL|NAPLES, FL | Current employment |
| FIRST TRUST INVESTMENT SOLUTIONS L.P. | Former SEC adviser | Oct 11, 2023 | Dec 20, 2024 | no | NAPLES, FL | Previous registration |
| GYROSCOPE CAPITAL MANAGEMENT GROUP LLC | Former SEC adviser | Jul 12, 2019 | Dec 7, 2023 | no | NAPLES, FL | Previous registration |
| MOORS & CABOT, INC | Bd affiliated wealth | Sep 15, 2016 | Jan 6, 2020 | no | NAPLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST TRUST INVESTMENT SOLUTIONS L.P. | FIRST TRUST ADVISORS LP | Dec 20, 2024 | Nov 25, 2024 | -25 | Channel change | Other |
| GYROSCOPE CAPITAL MANAGEMENT GROUP LLC | FIRST TRUST INVESTMENT SOLUTIONS L.P. | Dec 7, 2023 | Oct 11, 2023 | -57 | Firm change after gap | RIA to RIA |
| MOORS & CABOT, INC | GYROSCOPE CAPITAL MANAGEMENT GROUP LLC | Jan 6, 2020 | Jul 12, 2019 | -178 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 328327:107027:FL:2024-12-20 | Dec 20, 2024 | Nov 25, 2024 | NAPLES, FL | Firm change |
| 142672:328327:FL:2023-12-07 | Dec 7, 2023 | Oct 11, 2023 | NAPLES, FL | Firm change after gap |
| 594:142672:FL:2020-01-06 | Jan 6, 2020 | Jul 12, 2019 | NAPLES, FL | Firm change after gap |