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CRD 310196
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AVENUE CAPITAL MANAGEMENT II GENPAR, LLC | GENERAL PARTNER | F | yes | 06/2005 | Jul 22, 2020 | Aug 11, 2021 |
| AVENUE CAPITAL MANAGEMENT II, L.P. | Member | D | yes | 01/2020 | Jul 22, 2020 | Aug 11, 2021 |
| AVENUE MANAGEMENT HOLDCO GENPAR, LLC | GENERAL PARTNER | F | yes | 10/2006 | Jul 22, 2020 | Aug 11, 2021 |
| AVENUE MANAGEMENT HOLDCO, L.P. | LIMITED PARTNER | E | yes | 10/2006 | Jul 22, 2020 | Aug 11, 2021 |
| CALAMOS ADVISORS LLC | Member | D | yes | 12/2019 | Jul 22, 2020 | Aug 11, 2021 |
| CALAMOS ASSET MANAGEMENT, INC. | SOLE MANAGER/MEMBER | F | yes | 10/2004 | Jul 22, 2020 | Aug 11, 2021 |
| CALAMOS FAMILY PARTNERS, INC. | Member | E | yes | 09/2014 | Jul 22, 2020 | Aug 11, 2021 |
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | E | yes | 10/2004 | Jul 22, 2020 | Aug 11, 2021 |
| CALAMOS PARTNERS LLC | Member | E | yes | 07/2016 | Jul 22, 2020 | Aug 11, 2021 |
| CALAMOS SR., JOHN, PETER | TRUSTEE AND SHAREHOLDER | E | yes | 08/1985 | Jul 22, 2020 | Aug 11, 2021 |
| CALAMOS SR., JOHN, PETER | Shareholder | D | yes | 12/2020 | Jul 22, 2020 | Aug 11, 2021 |
| CALAMOS SR., JOHN, PETER | Manager | F | yes | 07/2016 | Jul 22, 2020 | Aug 11, 2021 |
| GARDNER, SONIA, ESTHER | MANAGING MEMBER | F | yes | 10/2006 | Jul 22, 2020 | Aug 11, 2021 |
| GARDNER, SONIA, ESTHER | Member | F | yes | 06/2005 | Jul 22, 2020 | Aug 11, 2021 |
| GARDNER, SONIA, ESTHER | MANAGING MEMBER | F | yes | 10/2006 | Jul 22, 2020 | Aug 11, 2021 |
| GL MANAGEMENT, LLC | MANAGING MEMBER | E | yes | 10/2006 | Jul 22, 2020 | Aug 11, 2021 |
| HELMETAG, CHRISTIAN, ALLAN | ASSOCIATE VICE PRESIDENT | Na | yes | 01/2020 | Jul 22, 2020 | Aug 11, 2021 |
| Herman, Thomas, Edward | PRESIDENT AND CHIEF FINANCIAL OFFICER | Na | yes | 01/2020 | Jul 22, 2020 | Aug 11, 2021 |
| JACKSON, JERALD, CHRISTOPHER | CHIEF LEGAL OFFICER AND SECRETARY | Na | yes | 01/2020 | Jul 22, 2020 | Aug 11, 2021 |
| JOHN P. CALAMOS, TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985 | Shareholder | E | yes | 10/2004 | Jul 22, 2020 | Aug 11, 2021 |
| KOUDOUNIS, JOHN, SPIRO | Shareholder | C | yes | 12/2020 | Jul 22, 2020 | Aug 11, 2021 |
| KOUDOUNIS, JOHN, SPIRO | Manager | F | yes | 07/2016 | Jul 22, 2020 | Aug 11, 2021 |
| LARKIN, THOMAS, MORE | VICE PRESIDENT | Na | yes | 01/2020 | Jul 22, 2020 | Aug 11, 2021 |
| LASRY, MARC, NMN | MANAGING MEMBER | E | yes | 10/2006 | Jul 22, 2020 | Aug 11, 2021 |
| LASRY, MARC, NMN | CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF AVENUE CAPITAL GROUP | D | yes | 06/2000 | Jul 22, 2020 | Aug 11, 2021 |
| LASRY, MARC, NMN | MANAGING MEMBER | E | yes | 06/2005 | Jul 22, 2020 | Aug 11, 2021 |
| LASRY, MARC, NMN | MANAGING MEMBER | E | yes | 10/2006 | Jul 22, 2020 | Aug 11, 2021 |
| MSM MANAGEMENT, LLC | LIMITED PARTNER | E | yes | 10/2006 | Jul 22, 2020 | Aug 11, 2021 |
| SCHINDER, ANDREW, KEITH | VICE PRESIDENT | Na | yes | 01/2020 | Jul 22, 2020 | Aug 11, 2021 |
| SINKER, JACQUELINE, ELIZABETH | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2021 | Aug 11, 2021 | Aug 11, 2021 |
| TAKAHASHI, WILLIAM, J | Manager | F | yes | 07/2016 | Jul 22, 2020 | Aug 11, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CALAMOS ADVISORS LLC | n/a | Asset manager | $44B | Y | yes | n/a |
| CALAMOS WEALTH MANAGEMENT LLC | n/a | Independent wealth | $5.5B | N | yes | n/a |
| AVENUE CAPITAL MANAGEMENT II, L.P. | n/a | Asset manager | $5.0B | Y | yes | n/a |
| AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P. | n/a | Asset manager | $3.9B | N | yes | n/a |
| AVENUE ASIA CAPITAL MANAGEMENT, L.P. | n/a | Asset manager | $1.9B | N | yes | n/a |
| AMROC INVESTMENTS, LLC | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS ADVISORS LLC MASTER GROUP TRUST GLOBAL OPPORTUNITIES TRUST | n/a | n/a | n/a | N | no | n/a |
| CALAMOS ARES QUANT FUND I, LP | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS FINANCIAL SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS GLOBAL OPPORTUNITIES FUND LP | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS INVESTMENT TRUST | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 4 | no |
| SAN FRANCISCO | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 31, 2021 | n/a | n/a | 15 | 8 | 2 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | n/a | n/a | n/a | n/a | n/a | 15 | n/a | 2 | n/a |