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RIA / WealthAdvisor14 years in industry

MICHAEL Steven POLICAR

Advisor at NGP FINANCIAL PLANNING, LLC

SAMMAMISH, WA

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Search this name across graphsid dfx:ria:d711c1be-616e-9487-159c-385122cbbea5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NGP FINANCIAL PLANNING, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Aug 9, 2012
First registration: Aug 10, 2012
Dual registered: no
Other names: MICHAEL POLICAR
IAPD individual key: 6074746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NGP FINANCIAL PLANNING, LLC	Independent wealth	Jan 11, 2021	n/a	yes	SAMMAMISH, WA	Current employment
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Feb 21, 2018	Jan 11, 2021	no	Bellevue, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 20, 2014	Jan 18, 2018	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 10, 2012	Oct 22, 2014	no	BELLEVUE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHTOWER ADVISORS, LLC	NGP FINANCIAL PLANNING, LLC	Jan 11, 2021	Jan 11, 2021	0	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HIGHTOWER ADVISORS, LLC	Jan 18, 2018	Feb 21, 2018	34	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 22, 2014	Oct 20, 2014	-2	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ NGP FINANCIAL PLANNING, LLCRegistered adviserregistration: current employment
Jan 11, 2021 to presentfactForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 21, 2018 to Jan 11, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 20, 2014 to Jan 18, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 10, 2012 to Oct 22, 2014factForm ADV

Dated events

No dated event names this entity yet.