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RIA / WealthAdvisorCertified Financial Planner39 years in industry

ROBERT DAVID ZODA

Advisor at COMPASS FINANCIAL MANAGEMENT LLC

MONTGOMERY, TX

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Search this name across graphsid dfx:ria:d72a3954-600d-dedd-1dda-a4f3f550729c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS FINANCIAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 13, 1987
First registration: Jul 29, 2002
Dual registered: no
IAPD individual key: 1719613

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS FINANCIAL MANAGEMENT LLC	Independent wealth	Feb 11, 2025	n/a	yes	MONTGOMERY, TX	Current employment
ZODA FINANCIAL, LLC	n/a	Jun 17, 2013	Dec 12, 2025	no	MONTGOMERY, TX	Previous registration
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Sep 4, 2009	Jun 14, 2013	no	CONROE, TX\|DALLAS, TX\|CONROE, TX\|HUNTSVILLE, TX	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 11, 2005	Mar 20, 2008	no	HUNTSVILLE, TX\|HUNTSVILLE, TX	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 29, 2002	Apr 13, 2005	no	HUNTSVILLE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZODA FINANCIAL, LLC	COMPASS FINANCIAL MANAGEMENT LLC	Dec 12, 2025	Feb 11, 2025	-304	Firm change after gap	Other
MOMENTUM INDEPENDENT NETWORK INC.	ZODA FINANCIAL, LLC	Jun 14, 2013	Jun 17, 2013	3	Firm change	Other
CETERA INVESTMENT SERVICES LLC	MOMENTUM INDEPENDENT NETWORK INC.	Mar 20, 2008	Sep 4, 2009	533	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	CETERA INVESTMENT SERVICES LLC	Apr 13, 2005	May 11, 2005	28	Firm change	Other

Relationships

Registered with (5)

→ COMPASS FINANCIAL MANAGEMENT LLCRegistered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ ZODA FINANCIAL, LLCRegistered adviserregistration: previous registration
Jun 17, 2013 to Dec 12, 2025factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Sep 4, 2009 to Jun 14, 2013factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 11, 2005 to Mar 20, 2008factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 29, 2002 to Apr 13, 2005factForm ADV

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
Robert David Zoda left Zoda Financial, Llc for Compass Financial Management Llc (registered 2025-02-11)
Form ADVobserved 6 days ago