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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

ITAU USA ASSET MANAGEMENT

ITAU USA ASSET MANAGEMENT INC., CRD 156313

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d72c0af5-7ead-dd39-4f44-180b98d9eb4e

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 24
On other graphs: 0
Observed: Apr 5, 2012 to Aug 7, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.8 institutional_share=0.18 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $9.3BItem 5.F on the latest filing (2026-08-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.3B
Private client RAUM: $102MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 26
Advisory employees: 14
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 65
High net worth clients: 16
SEC number: 801-72400
CRD: 156313
Filings on the tape: 39
First filed: Apr 5, 2012
Latest filed: Aug 7, 2026
Organised: Corporation, DE
Website: open.spotify.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ITAU LATIN AMERICA LONG SHORT MASTER FUND	Hedge Fund	$30.8M	Apr 1, 2013	5	Apr 1, 2013	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRANTES, FERNANDO, JOSE	Director	Na	yes	03/2024	Jun 6, 2024	Nov 14, 2024
DACOSTA, MAURICE, MICHAEL	CHIEF FINANCIAL OFFICER	Na	yes	03/2024	Jun 6, 2024	Nov 14, 2024
DUARTE, JOAN, CHRISTINE	Director	Na	yes	05/2021	Mar 31, 2022	Nov 14, 2024
GOODALL, KENNETH, RAY	CHIEF COMPLIANCE OFFICER	Na	yes	09/2018	Oct 11, 2018	Nov 14, 2024
MCCLANAN, JULIA, CHEN	GENERAL MANAGER / DIRECTOR	Na	yes	03/2024	Feb 16, 2017	Nov 14, 2024
PENTEADO, ARLINDO, DE SOUZA	Director	Na	yes	03/2024	Jun 6, 2024	Nov 14, 2024
PIPER, WILLIAM, SCOTT	CHIEF INVESTMENT OFFICER	Na	yes	06/2012	Jul 25, 2012	Nov 14, 2024
SALAMONDE, CARLOS, AUGUSTO	Director	Na	yes	05/2021	Mar 31, 2022	Nov 14, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ITAU INTERNATIONAL SECURITIES INC.	n/a	Former SEC adviser	$64.8M	N	yes	n/a
ITAU BBA USA SECURITIES, INC.	n/a	No RAUM reported	$0	N	yes	n/a
BANCO ITAU (SUISSE) S.A.	n/a	n/a	n/a	N	yes	n/a
BANCO ITAU INTERNATIONAL	n/a	n/a	n/a	N	yes	n/a
ITAU ADMINISTRADORA GENERAL DE FONDOS S.A.	n/a	n/a	n/a	N	yes	n/a
ITAU BBA EUROPE, S.A.	n/a	n/a	n/a	N	yes	n/a
ITAU DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS S.A.	n/a	n/a	n/a	N	no	n/a
ITAU UNIBANCO ASSET MANAGEMENT LTDA	n/a	n/a	n/a	N	yes	n/a
ITAU UNIBANCO S.A.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAO PAULO	n/a	Brazil	72	yes
Santiago	n/a	Chile	6	yes
Miami	FL	United States	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$9.3B	$9.3B	26	14	3	n/a	n/a
2024	Mar 31, 2025	$6.7B	$6.7B	31	15	3	n/a	n/a
2023	Mar 28, 2024	$8.0B	$8.0B	21	8	3	n/a	n/a
2022	Mar 31, 2023	$6.7B	$6.7B	33	19	2	n/a	n/a
2021	Mar 31, 2022	$8.0B	$8.0B	31	17	2	n/a	n/a
2020	Mar 31, 2021	$7.2B	$7.2B	27	13	2	n/a	n/a
2019	Mar 30, 2020	$5.6B	$5.6B	21	12	2	n/a	n/a
2018	Mar 29, 2019	$3.5B	$3.5B	19	11	2	n/a	n/a
2017	Mar 29, 2018	$2.8B	$2.8B	19	11	2	n/a	n/a
2016	Mar 31, 2017	$2.0B	$2.0B	19	11	n/a	n/a	n/a
2015	Mar 30, 2016	$1.7B	$1.7B	18	10	n/a	n/a	n/a
2014	Mar 31, 2015	$1.6B	$1.6B	20	11	n/a	n/a	n/a
2013	Mar 28, 2014	$1.3B	$1.3B	20	9	n/a	n/a	n/a
2012	Apr 1, 2013	$1.4B	$1.4B	21	12	n/a	1	$30.8M
2011	Apr 5, 2012	$908M	$792M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.3B	$6.7B	39.3%	$6.7B	11.2%	26	31	3	3

Relationships

Affiliated with (4)

→ ITAU BBA USA SECURITIES, INC.Registered adviserbroker-dealer, common control
factForm ADV
→ ITAU INTERNATIONAL SECURITIES INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← ITAU BBA USA SECURITIES, INC.Registered adviserother investment adviser, common control
factForm ADV
← ITAU INTERNATIONAL SECURITIES INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (8)

← PIPER, WILLIAM, SCOTTOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jul 25, 2012 to Nov 14, 2024factForm ADV
← GOODALL, KENNETH, RAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 11, 2018 to Nov 14, 2024factForm ADV
← MCCLANAN, JULIA, CHENOwnerGENERAL MANAGER / DIRECTOR, ownership code NA, individual
Feb 16, 2017 to Nov 14, 2024factForm ADV
← DACOSTA, MAURICE, MICHAELOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 6, 2024 to Nov 14, 2024factForm ADV
← DUARTE, JOAN, CHRISTINEOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2022 to Nov 14, 2024factForm ADV
← SALAMONDE, CARLOS, AUGUSTOOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2022 to Nov 14, 2024factForm ADV
← BRANTES, FERNANDO, JOSEOwnerDIRECTOR, ownership code NA, individual
Jun 6, 2024 to Nov 14, 2024factForm ADV
← PENTEADO, ARLINDO, DE SOUZAOwnerDIRECTOR, ownership code NA, individual
Jun 6, 2024 to Nov 14, 2024factForm ADV

Advises (1)

→ ITAU LATIN AMERICA LONG SHORT MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
Apr 1, 2013 to Apr 1, 2013factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Itau Usa Asset Management reported RAUM $9.3B, up 39% from $6.7B (2026-01-28 to 2026-03-30)
Form ADVobserved 4 days ago
$2.6B
Occurred
Jun 6, 2024
Control person joined
Michael Maurice Dacosta (Chief Financial Officer) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Jun 6, 2024
Control person joined
Jose Fernando Brantes (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Jun 6, 2024
Control person joined
De Souza Arlindo Penteado (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Jun 6, 2024
Control person left
Nmn Tatiana Grecco (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2024-03-28, absent 2024-06-06)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person left
Nogueira Charles Ferraz (Director, President And Chief Executive Officer) no longer on Schedule A of Itau Usa Asset Management (listed 2023-03-31, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person left
Lins Pedro Barbosa (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2023-03-31, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
Christine Joan Duarte (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
Nmn Tatiana Grecco (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
Augusto Carlos Salamonde (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person left
Hiroyuki Eduardo Miyaki (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2021-03-31, absent 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Itau Usa Asset Management reported RAUM $7.2B, up 28% from $5.6B (2020-06-30 to 2021-03-31)
Form ADVobserved 4 days ago
$1.6B
Occurred
Mar 31, 2021
Control person left
Luiz Rubens Dos Santos Henriques (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2020-06-30, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
Lins Pedro Barbosa (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Itau Usa Asset Management reported RAUM $5.6B, up 61% from $3.5B (2020-03-11 to 2020-03-30)
Form ADVobserved 4 days ago
$2.1B
Occurred
Mar 30, 2020
Control person left
(Nmn) Marcello Siniscalchi (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2020-03-11, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
De Lima Marcelo Fatio (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2020-03-11, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Cristiane Barboza Leila Braga De Melo (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2020-03-11, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Rogerio Carlos Da Silva Souza (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2020-03-11, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Hiroyuki Eduardo Miyaki (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Luiz Rubens Dos Santos Henriques (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Mattar Fernando Beyruti (Director) no longer on Schedule A of Itau Usa Asset Management (listed 2018-12-20, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Rogerio Carlos Da Silva Souza (Director) appeared on Schedule A of Itau Usa Asset Management
Form ADVobserved 4 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Itau Usa Asset Management reported RAUM $2.8B, up 41% from $2.0B (2017-08-25 to 2018-03-29)
Form ADVobserved 4 days ago
$827M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d72c0af5-7ead-dd39-4f44-180b98d9eb4e
First observed: Apr 5, 2012
Last observed: Aug 7, 2026 43 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ITAU USA ASSET MANAGEMENT

ITAU USA ASSET MANAGEMENT INC., CRD 156313

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d72c0af5-7ead-dd39-4f44-180b98d9eb4e

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ITAU LATIN AMERICA LONG SHORT MASTER FUND

Hedge Fund

$30.8M

Apr 1, 2013

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRANTES, FERNANDO, JOSE

Director

yes

03/2024

Jun 6, 2024

Nov 14, 2024

DACOSTA, MAURICE, MICHAEL

CHIEF FINANCIAL OFFICER

yes

03/2024

Jun 6, 2024

Nov 14, 2024

DUARTE, JOAN, CHRISTINE

Director

yes

05/2021

Mar 31, 2022

Nov 14, 2024

GOODALL, KENNETH, RAY

CHIEF COMPLIANCE OFFICER

yes

09/2018

Oct 11, 2018

Nov 14, 2024

MCCLANAN, JULIA, CHEN

GENERAL MANAGER / DIRECTOR

yes

03/2024

Feb 16, 2017

Nov 14, 2024

PENTEADO, ARLINDO, DE SOUZA

Director

yes

03/2024

Jun 6, 2024

Nov 14, 2024

PIPER, WILLIAM, SCOTT

CHIEF INVESTMENT OFFICER

yes

06/2012

Jul 25, 2012

Nov 14, 2024

SALAMONDE, CARLOS, AUGUSTO

Director

yes

05/2021

Mar 31, 2022

Nov 14, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ITAU INTERNATIONAL SECURITIES INC.

n/a

Former SEC adviser

$64.8M

yes

n/a

ITAU BBA USA SECURITIES, INC.

n/a

No RAUM reported

yes

n/a

BANCO ITAU (SUISSE) S.A.

n/a

yes

n/a

BANCO ITAU INTERNATIONAL

n/a

yes

n/a

ITAU ADMINISTRADORA GENERAL DE FONDOS S.A.

n/a

yes

n/a

ITAU BBA EUROPE, S.A.

n/a

yes

n/a

ITAU DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS S.A.

n/a

ITAU UNIBANCO ASSET MANAGEMENT LTDA

n/a

yes

n/a

ITAU UNIBANCO S.A.

n/a

City

State

Country

Employees

Also broker-dealer

SAO PAULO

n/a

Brazil

yes

Santiago

n/a

Chile

yes

Miami

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$9.3B

n/a

2024

Mar 31, 2025

$6.7B

n/a

2023

Mar 28, 2024

$8.0B

n/a

2022

Mar 31, 2023

$6.7B

n/a

2021

Mar 31, 2022

$8.0B

n/a

2020

Mar 31, 2021

$7.2B

n/a

2019

Mar 30, 2020

$5.6B

n/a

2018

Mar 29, 2019

$3.5B

n/a

2017

Mar 29, 2018

$2.8B

n/a

2016

Mar 31, 2017

$2.0B

n/a

2015

Mar 30, 2016

$1.7B

n/a

2014

Mar 31, 2015

$1.6B

n/a

2013

Mar 28, 2014

$1.3B

n/a

2012

Apr 1, 2013

$1.4B

n/a

$30.8M

2011

Apr 5, 2012

$908M

$792M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$9.3B

$6.7B

39.3%

$6.7B

11.2%