DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••• U•• A•••• M•••••••••
Legal name I••• U•• A•••• M••••••••• I•••
Latest filing Aug 7, 2026
First filing on the tape Apr 5, 2012 · 39 filings
SEC status approved since Jun 17, 2011
RAUM
$9.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.1%
$102M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
14 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$9.3B as of Aug 7, 2026
Apr 5, 2012$908M then
HNW client RAUM$102M as of Aug 7, 2026
Mar 29, 2018$255M then
State-registered IARs (5.B.3)0 as of Aug 7, 2026
Apr 1, 20130 then
Employees (5.A)26 as of Aug 7, 2026
Apr 1, 201321 then
Private funds: 1
RAUM +39% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.4MderivedHNW RAUM over HNW clients
- Average account
- $143MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.5B80%
- Sovereign wealth funds$1.7B18%
- High-net-worth individuals$102M1.1%
- Individual clients
- n/areported
- HNW clients
- 16reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 65reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.8 institutional_share=0.18 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••• L•••• A•••••• L••• S•••• M••••• F•••no longer reported | Hedge Fund | $30.8M | 5 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• F•••••••• J••• · Directorcontrolsince 03/2024 · owns less than 5%
- D••••••• M••••••• M•••••• · Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- D•••••• J•••• C•••••••• · Directorcontrolsince 05/2021 · owns less than 5%
- G••••••• K••••••• R•• · Chief Compliance Officercontrolsince 09/2018 · owns less than 5%
- M•••••••• J••••• C••• · G•••••• Manager / Directorcontrolsince 03/2024 · owns less than 5%
- P•••••••• A••••••• D• S•••• · Directorcontrolsince 03/2024 · owns less than 5%
- P••••• W••••••• S•••• · Chief Investment Officercontrolsince 06/2012 · owns less than 5%
- S••••••••• C•••••• A•••••• · Directorcontrolsince 05/2021 · owns less than 5%
Related persons
Schedule D 7.A
- B•••• I••• ••••••• S•••investment advisern
- B•••• I••• I•••••••••n
- I••• A••••••••• G•••••• D• F••••• S•••investment advisern
- I••• B•• E•••••• S•••investment advisern
- I••• B•• U•• S••••••••• I•••broker-dealern
- I••• D••••••••• D• T•••••• E• V•••••• M••••••••• S•••investment advisern
- I••• I••••••••• S••••••••• I•••broker-dealerinvestment advisernRAUM $64.8M
- I••• U••••••• A•••• M••••••••• L•••investment advisern
- I••• U••••••• S•••investment advisery
Advisers that list I••• U•• A•••• M••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Sao Paulo, Brazil72 employees
- Santiago, Chile6 employees
- Miami, FL5 employees
What changed
consecutive filings, newest first
- Accounts · 55 to 65Jan 28, 2026 to Mar 30, 2026
- Advisory employees · 15 to 14Jan 28, 2026 to Mar 30, 2026
- HNW clients · unset to 16.0Jan 28, 2026 to Mar 30, 2026
- Pooled vehicle clients · 50 to 47Jan 28, 2026 to Mar 30, 2026
- Employees · 31 to 26Jan 28, 2026 to Mar 30, 2026
- Discretionary RAUM · $6.7B to $9.3BJan 28, 2026 to Mar 30, 2026
- HNW RAUM · $11.6M to $102MJan 28, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $5.5B to $7.5BJan 28, 2026 to Mar 30, 2026
- RAUM · $6.7B to $9.3BJan 28, 2026 to Mar 30, 2026
- Advisory employees · 8 to 15Feb 12, 2025 to Mar 31, 2025
- Accounts · 45 to 55Feb 12, 2025 to Mar 31, 2025
- BD registered reps · 4 to 6Feb 12, 2025 to Mar 31, 2025
- Pooled vehicle clients · 45 to 50Feb 12, 2025 to Mar 31, 2025
- Employees · 21 to 31Feb 12, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $8.0B to $6.7BFeb 12, 2025 to Mar 31, 2025
- HNW RAUM · unset to 11623185.0Feb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $6.5B to $5.5BFeb 12, 2025 to Mar 31, 2025
- RAUM · $8.0B to $6.7BFeb 12, 2025 to Mar 31, 2025
- Accounts · 39 to 45Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 19 to 8Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 37 to 45Mar 31, 2023 to Mar 28, 2024
- Employees · 33 to 21Mar 31, 2023 to Mar 28, 2024
- Other offices · 2 to 3Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.7B to $8.0BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $5.6B to $6.5BMar 31, 2023 to Mar 28, 2024
- RAUM · $6.7B to $8.0BMar 31, 2023 to Mar 28, 2024
- Accounts · 36 to 39Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 17 to 19Mar 31, 2022 to Mar 31, 2023
- Advisory activities · 3 to 2Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 32 to 37Mar 31, 2022 to Mar 31, 2023
- Employees · 31 to 33Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $8.0B to $6.7BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.8B to $5.6BMar 31, 2022 to Mar 31, 2023
- RAUM · $8.0B to $6.7BMar 31, 2022 to Mar 31, 2023
- Accounts · 33 to 36Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 13 to 17Mar 31, 2021 to Mar 31, 2022
- BD registered reps · 2 to 4Mar 31, 2021 to Mar 31, 2022
- HNW clients · 9.0 to unsetMar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 36 to 32Mar 31, 2021 to Mar 31, 2022
Signals
24 dated events
- I••• U•• A•••• M••••••••• reported RAUM $9.3B, up 39% from $6.7B (2026-01-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Nmn T•••••• G••••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2024-03-28, absent 2024-06-06)Jun 6, 2024 · Control person left · inference
- M•••••• M•••••• D•••••• (Chief Financial Officer) appeared on Schedule A of I••• U•• A•••• M•••••••••Jun 6, 2024 · Control person joined · fact
- J••• F••••••• B•••••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Jun 6, 2024 · Control person joined · fact
- De S•••• A•••••• P••••••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Jun 6, 2024 · Control person joined · fact
- N••••••• C•••••• F••••• (Director, President And Chief Executive Officer) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- L••• P•••• B•••••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- C•••••••• J••• D••••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Mar 31, 2022 · Control person joined · fact
- Nmn T•••••• G••••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Mar 31, 2022 · Control person joined · fact
- A•••••• C••••• S•••••••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Mar 31, 2022 · Control person joined · fact
- H••••••• E•••••• M••••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- L••• R••••• Dos S••••• H•••••••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2020-06-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- I••• U•• A•••• M••••••••• reported RAUM $7.2B, up 28% from $5.6B (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- L••• P•••• B•••••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Mar 31, 2021 · Control person joined · fact
- H••••••• E•••••• M••••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Mar 30, 2020 · Control person joined · fact
- L••• R••••• Dos S••••• H•••••••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Mar 30, 2020 · Control person joined · fact
- R•••••• C••••• Da S•••• S•••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2020-03-11, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- I••• U•• A•••• M••••••••• reported RAUM $5.6B, up 61% from $3.5B (2020-03-11 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- C•••••••• B•••••• L•••• B•••• De M••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2020-03-11, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- De L••• M•••••• F•••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2020-03-11, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- (Nmn) M••••••• S••••••••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2020-03-11, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- R•••••• C••••• Da S•••• S•••• (Director) appeared on Schedule A of I••• U•• A•••• M•••••••••Mar 29, 2019 · Control person joined · fact
- M••••• F••••••• B•••••• (Director) no l•••er on Schedule A of I••• U•• A•••• M••••••••• (listed 2018-12-20, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- I••• U•• A•••• M••••••••• reported RAUM $2.8B, up 41% from $2.0B (2017-08-25 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/itau-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- itauassetmanagement.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-845-0600reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026