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RIA / WealthAdvisorChartered Financial Consultant34 years in industry

JEFFREY DAVIS KOWAL

Advisor at CREATIVE PLANNING

Delafield, WI | OVERLAND PARK, KS | Sturtevant, WI | Tempe, AZ | Brookfield, WI

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Search this name across graphsid dfx:ria:d7340b82-2cb1-e34b-eacf-430ec97dc42f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREATIVE PLANNING
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: May 4, 1992
First registration: Sep 5, 2003
Dual registered: no
IAPD individual key: 817643

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREATIVE PLANNING	Independent wealth	Dec 20, 2024	n/a	yes	Tempe, AZ\|Sturtevant, WI\|Delafield, WI\|Brookfield, WI\|OVERLAND PARK, KS	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 11, 2009	Oct 12, 2020	no	WAUKESHA, WI\|WAUKESHA, WI	Previous registration
KOWAL INVESTMENT GROUP, LLC	Former SEC adviser	Feb 1, 2007	Dec 31, 2024	no	WAUKESHA, WI\|MOUNT PLEASANT, WI\|BROOKFIELD, WI\|ELM GROVE, WI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Aug 12, 2009	no	WAUKESHA, WI	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Sep 5, 2003	Oct 31, 2005	no	ELM GROVE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOWAL INVESTMENT GROUP, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 31, 2024	Aug 11, 2009	-5,621	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CREATIVE PLANNING	Oct 12, 2020	Dec 20, 2024	1,530	Firm change after gap	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	KOWAL INVESTMENT GROUP, LLC	Aug 12, 2009	Feb 1, 2007	-923	Firm change after gap	Other
SUNAMERICA SECURITIES, INC.	SAGEPOINT FINANCIAL, INC.	Oct 31, 2005	Oct 31, 2005	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:105348:WI:2020-10-12	Oct 12, 2020	Dec 20, 2024	WAUKESHA, WI	Firm change after gap

Relationships

Registered with (5)

→ CREATIVE PLANNINGRegistered adviserregistration: current employment
Dec 20, 2024 to presentfactForm ADV
→ KOWAL INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Feb 1, 2007 to Dec 31, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 11, 2009 to Oct 12, 2020factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Aug 12, 2009factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Sep 5, 2003 to Oct 31, 2005factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Jeffrey Davis Kowal left Kowal Investment Group, Llc for Raymond James Financial Services Advisors, Inc (registered 2009-08-11)
Form ADVobserved 4 days ago