DFX Intelligence
Data Factory
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Reading the graph
Advisor at MORGAN STANLEY
Monterey, CA | San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 21, 2020 | n/a | yes | Monterey, CA|San Jose, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 16, 2013 | Aug 26, 2020 | no | SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|MORGAN HILL, CA|MORGAN HILL, CA|SAN JOSE, CA|GILROY, CA|SAN JOSE, CA|CARMEL, CA|SAN JOSE, CA|GILROY, CA|SARATOGA, CA|GILROY, CA|DEL REY OAKS, CA|DEL REY OAKS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 22, 2012 | Sep 3, 2013 | no | MONTEREY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Aug 26, 2020 | Aug 21, 2020 | -5 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Sep 3, 2013 | Dec 16, 2013 | 104 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:CA:2020-08-26 | Aug 26, 2020 | Aug 21, 2020 | DEL REY OAKS, CA | Firm change |